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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CC

Cailey Claire Welch

Arizona·CRD #7855581
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
22
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Caio M Simoes

California·CRD #3208070
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
24
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Caiqin Li

Alabama·CRD #5883219
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
9
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Caira White

Texas·CRD #6964538
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Cairo Mauricio Rivera

California·CRD #2882115
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
29 yrs
States
8
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
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CA

Caitlin Aliza Harrison

Alabama·CRD #5546662
Dual-registered

Dual-registered at NORTHEAST PLANNING ASSOCIATES, INC.

Experience
16 yrs
States
28
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Caitlin Alynn Brown

Idaho·CRD #7473097
IA Rep

Investment Adviser Rep at RW INVESTMENT MANAGEMENT LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Fee
AUM / Hourly / Flat Fee
View profile
CA

Caitlin Anne Smajda

New Jersey·CRD #6219373
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Caitlin Ann Leahy

Alabama·CRD #6913049
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
36
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Caitlin Ann Monahan

Ohio·CRD #6059178
Dual-registered

Dual-registered at CLEARSTEAD; CLEARSTEAD ADVISORY SOLUTIONS

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
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CC

Caitlin Charlton

Pennsylvania·CRD #6511744
IA Rep

Investment Adviser Rep at SEI INVESTMENTS MANAGEMENT CORP

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
CC

Caitlin Clair Leibman

Nebraska·CRD #6933649
Dual-registered

Dual-registered at LEIBMAN FINANCIAL SERVCES, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM
View profile
CD

Caitlin Derose

California·CRD #6034660
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
25
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Caitlin Edwards

Colorado·CRD #5671941
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
2 yrs
States
2
Exams
3
Since
2024
Fee
AUM / Hourly / Flat Fee / Other
View profile
CE

Caitlin Elizabeth Gilligan

Alabama·CRD #4749233
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
48
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Caitlin E Roos

Connecticut·CRD #6598972
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CF

Caitlin Frederick

Florida·CRD #5884511
IA Rep

Investment Adviser Rep at ULLMANN WEALTH PARTNERS

Experience
6 yrs
States
1
Since
2020
Est. fee
AUM / Hourly
View profile
CG

Caitlin Gatewood

Kentucky·CRD #7406404
IA Rep

Investment Adviser Rep at RELIANT WEALTH PLANNING, LLC

States
2
Since
2026
Fee
AUM / Flat Fee
View profile
CJ

Caitlin Jill Gilman

North Carolina·CRD #4862145
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Caitlin Lacey Draper

Michigan·CRD #8003083
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CM

Caitlin Marie Cullerton

Connecticut·CRD #6190878
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
10 yrs
States
8
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Caitlin Marie Heery

Pennsylvania·CRD #6871447
Dual-registered

Dual-registered at MODERA WEALTH MANAGEMENT, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Fee
AUM / Hourly / Flat Fee
View profile
CM

Caitlin May Tshudy

New Jersey·CRD #6682152
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Caitlin Meloy

Connecticut·CRD #7873079
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
7
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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