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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Caitlin M West

New Jersey·CRD #5037781
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CP

Caitlin P Pollard

Arizona·CRD #6427713
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
31
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Caitlin Shelagh Polson

Massachusetts·CRD #5922280
IA Rep

Investment Adviser Rep at NEW ENGLAND PRIVATE WEALTH ADVISORS, LLC

Experience
14 yrs
States
1
Exams
1
Since
2012
Fee
AUM / Flat Fee
Minimum
$2.0M
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CS

Caitlin Sieg

Arizona·CRD #5182689
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
32
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Caitlin Stewart Hochstetler

Georgia·CRD #6012197
Dual-registered

Dual-registered at SIGNATUREFD, LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
CS

Caitlin Summers Bryan

Texas·CRD #5896345
IA Rep

Investment Adviser Rep at CAIN, WATTERS & ASSOCIATES, LLC

Experience
15 yrs
States
1
Exams
1
Since
2011
Fee
AUM / Hourly / Flat Fee
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CT

Caitlin Thompson

N/A·CRD #7449070
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
Exams
5
Est. fee
AUM / Commission / Flat Fee
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CA

Caitlyn Ann Leffler

New Jersey·CRD #8112014
IA Rep

Investment Adviser Rep at REGAL INVESTMENT ADVISORS LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CK

Caitlyn Kirsten Klenk

Alabama·CRD #8206246
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Caitlyn Marie Miano

Alabama·CRD #6983848
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
6 yrs
States
35
Exams
3
Since
2020
Est. fee
AUM / Flat Fee
View profile
CR

Caitlyn Reed

Alabama·CRD #7450248
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
23
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Calan Adelle Jansen

Colorado·CRD #6097831
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
12 yrs
States
9
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CB

Cal Benton Crabtree

Connecticut·CRD #7381185
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
13
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Cal Christopher Cacciaguida

New Jersey·CRD #6690980
Dual-registered

Dual-registered at STERLING FINANCIAL PLANNING INC

Experience
8 yrs
States
1
Exams
3
Since
2018
Fee
AUM / Hourly / Flat Fee / Other
Minimum
$500k
View profile
CA

Caleb Aaron Russell

Texas·CRD #6315328
Dual-registered

Dual-registered at PARAGON FINANCIAL ADVISORS

Experience
11 yrs
States
1
Exams
4
Since
2015
Fee
AUM / Flat Fee
Minimum
$1.0M
View profile
CA

Caleb Adam Wyckoff

California·CRD #7692973
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
12
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Caleb Alan Baker

Maryland·CRD #7493775
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
4 yrs
States
2
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Caleb Alexander Caldwell

Oklahoma·CRD #8321077
IA Rep

Investment Adviser Rep at FOUNDATIONS INVESTMENT ADVISORS LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CA

Caleb Alexander Loud

Alabama·CRD #6773937
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
9 yrs
States
29
Exams
5
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Caleb Andrew Howard

Idaho·CRD #7093561
IA Rep

Investment Adviser Rep at ANCORATO

Experience
7 yrs
States
2
Exams
1
Since
2019
Est. fee
AUM / Other
View profile
CA

Caleb Andrew Lawler

Alabama·CRD #7158107
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Caleb Andrew Luckett

Alabama·CRD #7163931
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
53
Exams
4
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Caleb Andrew Yeargain

Alabama·CRD #6638490
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
10 yrs
States
25
Exams
4
Since
2016
Est. fee
AUM / Flat Fee
View profile
CA

Caleb A Tyner

Indiana·CRD #8057464
IA Rep

Investment Adviser Rep at GIMBAL FINANCIAL, LLC

Experience
1 yrs
States
1
Exams
2
Since
2025
Est. fee
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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