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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CG

Calla G Gorman

Illinois·CRD #6365125
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
12 yrs
States
1
Exams
3
Since
2014
Fee
AUM / Hourly / Flat Fee / Other
View profile
CQ

Callalily Q Ferguson

Alabama·CRD #6815534
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
29
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Callan Brooks Hirschey

Texas·CRD #7972744
Dual-registered

Dual-registered at FIRST DALLAS SECURITIES, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Fee
Commission
Minimum
$100k
View profile
CT

Callan Templeton

Ohio·CRD #7828300
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CC

Callen Charles Schramm

Alabama·CRD #3024199
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
28 yrs
States
17
Exams
3
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CF

Callender F Dominguez

California·CRD #4531678
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Fee
AUM / Other
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CJ

Callen James Campbell

Louisiana·CRD #7757014
IA Rep

Investment Adviser Rep at ADVOCATES WEALTH PLANNING

Experience
3 yrs
States
2
Exams
1
Since
2023
Fee
AUM / Flat Fee
View profile
CT

Callen Thomas Shimkus

Kansas·CRD #7618452
IA Rep

Investment Adviser Rep at CGN ADVISORS, LLC

Experience
4 yrs
States
2
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CC

Callie Cox

North Carolina·CRD #6967866
Dual-registered

Dual-registered at RITHOLTZ WEALTH MANAGEMENT

Experience
7 yrs
States
1
Exams
4
Since
2019
Fee
AUM / Flat Fee
View profile
CE

Callie Elizabeth Thompson

Alabama·CRD #7533530
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
38
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Callie Joellen Lucas

Alabama·CRD #6617082
IA Rep

Investment Adviser Rep at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
10 yrs
States
9
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Callie Lorraine Renner

California·CRD #6420427
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CP

Callie Perallon

Arizona·CRD #6182463
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
9
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Callie P Shown

Alabama·CRD #5773869
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
48
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Callie Stone

Arizona·CRD #8005860
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
41
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Calli Shafer

Arizona·CRD #7564665
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
6
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Cal Locketti

Connecticut·CRD #7447113
IA Rep

Investment Adviser Rep at ASSETMARK, INC.

Experience
4 yrs
States
4
Exams
4
Since
2022
Est. fee
AUM / Flat Fee
View profile
CH

Callum Harris

Texas·CRD #6645041
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
7 yrs
States
1
Exams
1
Since
2019
Fee
AUM / Flat Fee / Performance-based
View profile
CM

Callum Maurice Raymick

Oklahoma·CRD #7856078
IA Rep

Investment Adviser Rep at TRINITY STRATEGIC WEALTH

States
1
Exams
2
Since
2026
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
CJ

Calum John Cunningham

California·CRD #6677813
Dual-registered

Dual-registered at SILICON PRIVATE WEALTH, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$1.0M
View profile
CM

Calum Moats Bashford

Colorado·CRD #7539024
Dual-registered

Dual-registered at XCELSIOR ADVISOR PARTNERS LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CK

Calvert Kingsley Blethen

Alaska·CRD #6266645
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
13 yrs
States
19
Exams
5
Since
2013
Est. fee
AUM / Flat Fee
View profile
CB

Calvin Benjamin Davis

Alabama·CRD #6346388
Dual-registered

Dual-registered at NORRIS FINANCIAL GROUP, LLC

Experience
11 yrs
States
11
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Calvin Bradley Hays

Illinois·CRD #2217029
Dual-registered

Dual-registered at GREAT LAKES ADVISORS, LLC

Experience
32 yrs
States
1
Exams
4
Since
1994
Fee
AUM / Flat Fee / Performance-based / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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