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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CD

Calvin Dillon

Kansas·CRD #8095869
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CG

Calvin G Pearson

Kansas·CRD #7114420
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CH

Calvin Hsu

Connecticut·CRD #4359200
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
24 yrs
States
3
Exams
3
Since
2002
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
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CJ

Calvin James Vanness

Alabama·CRD #7173788
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
53
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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CJ

Calvin Jaun Lougassy

Florida·CRD #7819956
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
9
Exams
5
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Calvin Jerome James

Alabama·CRD #2786368
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
17
Exams
4
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Calvin J Gauss

Alabama·CRD #3116304
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
35
Exams
8
Since
1998
Est. fee
AUM / Commission / Flat Fee
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CJ

Calvin J Hong

Arizona·CRD #7010277
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
24
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Calvin John Klemmer

Alaska·CRD #6914536
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
32
Exams
4
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Calvin Lee

N/A·CRD #4596416
Dual-registered

Dual-registered at PENSERRA WEALTH MANAGEMENT

Experience
17 yrs
Exams
5
Since
2009
Est. fee
AUM
View profile
CL

Calvin Lemonte Wilson

Alabama·CRD #2830974
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
13 yrs
States
52
Exams
6
Since
2013
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
CL

Calvin Lewis Thomas

Arizona·CRD #7390584
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
31
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Calvin Marino Holmes

North Carolina·CRD #6588260
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Calvin Marshall Rutledge

Missouri·CRD #4666552
Dual-registered

Dual-registered at COPPELL ADVISORY SOLUTIONS LLC

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CM

Calvin McManus Wilson

Alaska·CRD #7261019
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
11
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Calvin Michael Reid

Alabama·CRD #7735731
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
53
Exams
4
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Calvin M Nguyen

Alabama·CRD #6393811
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
53
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Calvin Richard Rasey

Illinois·CRD #2902971
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
28 yrs
States
6
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CS

Calvin Scott Koonce

Florida·CRD #706385
Dual-registered

Dual-registered at MONTGOMERY INVESTMENT MANAGEMENT INC

Experience
46 yrs
States
2
Exams
14
Since
1980
Est. fee
AUM
Minimum
$300k
View profile
CS

Calvin Seaborn Sumner

Arizona·CRD #713266
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
46 yrs
States
6
Exams
8
Since
1980
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Calvin Thomas Robinson

Washington·CRD #6624436
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CT

Calvin T Metcalf

Arizona·CRD #8048560
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
8
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Calvin Todd Halterman

Arizona·CRD #3147472
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
26 yrs
States
24
Exams
6
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CW

Calvin Wayne Strong

Arizona·CRD #3054104
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
28 yrs
States
19
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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