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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CC

Cannon Charles Wray

Arizona·CRD #5533307
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
2
Exams
6
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CU

Canute Underwood

Alabama·CRD #6904461
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
53
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Canyon Lee Gray

Florida·CRD #8148913
IA Rep

Investment Adviser Rep at SMITH BRUER

Experience
1 yrs
States
1
Exams
2
Since
2025
Fee
AUM
Minimum
$1.0M
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CZ

Can Zhao

Alabama·CRD #7929878
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
33
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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CG

Caprese G. Harmon

Alabama·CRD #6383857
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
46
Exams
6
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CQ

Caprice Quijano

Alabama·CRD #7659895
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
51
Exams
3
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Capri Pointer

Florida·CRD #8048604
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
8
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cara Ann Gorman

Alabama·CRD #7192860
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
52
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Cara Bradley Lennon

Alabama·CRD #4228967
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
24 yrs
States
47
Exams
6
Since
2002
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Cara Castagno

Colorado·CRD #5323756
Dual-registered

Dual-registered at &PARTNERS

Experience
1 yrs
States
5
Exams
3
Since
2025
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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CC

Cara Corinne Magliocco

Alabama·CRD #4825029
Dual-registered

Dual-registered at ALLSPRING FUNDS MANAGEMENT, LLC

Experience
21 yrs
States
53
Exams
5
Since
2005
Est. fee
AUM / Performance-based
Minimum
$50k
View profile
CC

Cara Cospito

Alabama·CRD #2896233
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
46
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Caradoc Crandall

Arizona·CRD #7510623
Dual-registered

Dual-registered at LANE BROTHERS INVESTMENT COUNSEL

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
CE

Cara Elizabeth Fujie Kagawa

Hawaii·CRD #7187853
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
6 yrs
States
4
Exams
5
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Cara Jaclyn Archer

Connecticut·CRD #7188454
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
5 yrs
States
6
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Cara Marie Richards-Kickham

Arizona·CRD #4971364
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
21 yrs
States
29
Exams
5
Since
2005
Est. fee
AUM / Flat Fee
View profile
CM

Cara Marie Russell Zambella

Florida·CRD #7808793
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Fee
AUM / Other
View profile
CM

Cara Mendelson Lidgett

Colorado·CRD #6928735
IA Rep

Investment Adviser Rep at IRONVIEW CAPITAL MANAGEMENT, LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CM

Cara Michelle Ryadi

Illinois·CRD #5084374
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Flat Fee
View profile
CT

Cara Thomas

Florida·CRD #6953014
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
15
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Cara Werkheiser

New Jersey·CRD #5870449
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cardell McCollum

Florida·CRD #3216350
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
26 yrs
States
7
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Cardon Douglas Jones

Arizona·CRD #6928912
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Caren Patricia Miller

New Jersey·CRD #4297497
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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