AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CA

Carey Allen James

Arizona·CRD #1420763
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
41 yrs
States
13
Exams
4
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CA

Carey Anne Tafelsky

Michigan·CRD #6456688
IA Rep

Investment Adviser Rep at OLD MISSION INVESTMENT COMPANY, LLC

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Carey Ann Yukich

Arizona·CRD #4425087
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
25 yrs
States
16
Exams
5
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CB

Carey Bret Morrison

Kansas·CRD #2771673
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Carey Carl Gertler

New Jersey·CRD #8163568
IA Rep

Investment Adviser Rep at PROSPERITY - AN EISNERAMPER COMPANY

Experience
1 yrs
States
1
Since
2025
Fee
AUM / Hourly / Flat Fee
View profile
CD

Carey David McClure

North Carolina·CRD #4194240
Dual-registered

Dual-registered at FOREST CAPITAL

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM
Minimum
$250k
View profile
CD

Carey David Sullivan

Alabama·CRD #5649426
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
17 yrs
States
23
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
CF

Carey Foster Bosch

Alabama·CRD #4622837
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
23 yrs
States
52
Exams
6
Since
2003
Est. fee
AUM / Flat Fee
View profile
CL

Carey Lee Groethe

Alaska·CRD #5349251
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
14 yrs
States
28
Exams
3
Since
2012
Est. fee
AUM / Flat Fee
View profile
CM

Carey M Stansbury

Alabama·CRD #1587877
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
40 yrs
States
29
Exams
4
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CE

Carianne Elizabeth Straus

California·CRD #4863682
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
21 yrs
States
13
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CB

Cari Beth Schnipper

Arizona·CRD #1697209
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
15
Exams
4
Since
1994
Est. fee
AUM / Flat Fee
View profile
CF

Caridad Faunce Sperry

Alabama·CRD #6971999
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
53
Exams
6
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carie Ann Hodel

Connecticut·CRD #4627798
IA Rep

Investment Adviser Rep at RMC INVESTMENT ADVISORS

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM
Minimum
$500k
View profile
CS

Carie Suzanne Gratz

Arizona·CRD #5591576
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
11 yrs
States
19
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CL

Cari Leamy

California·CRD #4846641
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
5 yrs
States
1
Exams
3
Since
2021
Fee
AUM / Hourly / Flat Fee
View profile
CM

Cari Marie Neitzey

Arizona·CRD #7210532
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
28
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
CG

Carina G Borkon

Alabama·CRD #5936803
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
35
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Carina Herrera

Alabama·CRD #7561012
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
53
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Carina Lynne Bush

Alabama·CRD #4704187
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
23 yrs
States
28
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CM

Carina Michelle Gascon

California·CRD #7926343
IA Rep

Investment Adviser Rep at WEALTHSPIRE RETIREMENT ADVISORY

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CM

Carina Montes De Oca Chiman

Alabama·CRD #7927203
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
53
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Carina M Porterfield

Alabama·CRD #4258436
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
39
Exams
4
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Carina Shipotofsky Diamond

Ohio·CRD #4652063
Dual-registered

Dual-registered at ARAX ADVISORY PARTNERS

Experience
22 yrs
States
1
Exams
6
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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