AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AJ

Aaron Joseph Plautz

Texas·CRD #5035369
Dual-registered

Dual-registered at PRINCIPIA WEALTH ADVISORY, LLC

Experience
21 yrs
States
1
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
AJ

Aaron Joseph Swenson

Massachusetts·CRD #7003848
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Flat Fee
View profile
AJ

Aaron Jo Shanklin

Kentucky·CRD #7840735
Dual-registered

Dual-registered at VAN CLEMENS WEALTH MANAGEMENT, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
AJ

Aaron J Weser

Florida·CRD #5698261
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
3
Exams
3
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Aaron Karl Rowland

South Carolina·CRD #2889657
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Aaron K Donato

Connecticut·CRD #6638769
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
AK

Aaron Kenneth Wheeler

Illinois·CRD #4533579
IA Rep

Investment Adviser Rep at CREATIVEONE SECURITIES, LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly
Minimum
$25k
View profile
AK

Aaron K Lamport

Michigan·CRD #5470499
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
AK

Aaron Kurt Phillips

California·CRD #1779418
Dual-registered

Dual-registered at INFINITY FINANCIAL SERVICES ADVISORY

Experience
33 yrs
States
2
Exams
5
Since
1993
Fee
AUM / Hourly
Minimum
$10k
View profile
AK

Aaron Kyle Malone

Kansas·CRD #7953676
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AL

Aaron Lavern Muhs

Oregon·CRD #4627961
IA Rep

Investment Adviser Rep at CATALYST FINANCIAL NW CORPORATION

Experience
15 yrs
States
2
Exams
4
Since
2011
Est. fee
AUM
View profile
AL

Aaron Lawrence Love

California·CRD #7569840
Dual-registered

Dual-registered at LIDO

Experience
3 yrs
States
4
Exams
4
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
AL

Aaron Lawrence Steele

Washington·CRD #2545726
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
11 yrs
States
1
Exams
3
Since
2015
Fee
AUM / Hourly / Flat Fee / Other
View profile
AL

Aaron Lee Gilman

Florida·CRD #5611425
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
18 yrs
States
1
Exams
4
Since
2008
Fee
AUM / Hourly / Flat Fee / Other
View profile
AL

Aaron Lee Harrison

Alabama·CRD #5975328
Dual-registered

Dual-registered at VERTIS WEALTH, LLC

Experience
13 yrs
States
6
Exams
3
Since
2013
Est. fee
AUM / Other
View profile
AL

Aaron Lee Johnson

Arizona·CRD #2900003
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
12 yrs
States
1
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
AL

Aaron Lee Marshall-Spitzbart

Texas·CRD #6939178
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Aaron Lee Smith

Indiana·CRD #4328543
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
1
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AL

Aaron Lee Williams

Pennsylvania·CRD #6862309
Dual-registered

Dual-registered at ALDEN CAPITAL

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
Minimum
$25k
View profile
AL

Aaron Leon Swanier

Georgia·CRD #4927870
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
AL

Aaron Leo Schettler

Colorado·CRD #4639268
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
23 yrs
States
1
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AL

Aaron L Forker

Maryland·CRD #6587670
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Flat Fee
View profile
AL

Aaron L Gutierrez

Texas·CRD #5362288
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
1
Exams
7
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
AL

Aaron L Hammer

Minnesota·CRD #4803779
Dual-registered

Dual-registered at LONE PEAK ADVISERS

Experience
22 yrs
States
3
Exams
5
Since
2004
Est. fee
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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