AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AL

Aaron Louis Funk

Minnesota·CRD #4516354
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Flat Fee
View profile
AL

Aaron Loyal Williamson

Arizona·CRD #2766329
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
14 yrs
States
2
Exams
6
Since
2012
Est. fee
AUM / Hourly / Flat Fee
View profile
AL

Aaron Lynn Foster

Missouri·CRD #3202506
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Flat Fee
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AL

Aaron Lynn Suriff

Texas·CRD #2859859
Dual-registered

Dual-registered at VAN CLEMENS WEALTH MANAGEMENT, LLC

Experience
20 yrs
States
1
Exams
10
Since
2006
Est. fee
AUM / Hourly / Flat Fee
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AM

Aaron Mabley

Arizona·CRD #7039662
Dual-registered

Dual-registered at AVANTAX PLANNING PARTNERS, INC.

Experience
5 yrs
States
3
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Aaron Mark Derderian

Massachusetts·CRD #6492444
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
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AM

Aaron Mark Mellman

Georgia·CRD #6925247
Dual-registered

Dual-registered at MODERA WEALTH MANAGEMENT, LLC

Experience
8 yrs
States
2
Exams
4
Since
2018
Fee
AUM / Hourly / Flat Fee
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AM

Aaron Matthew Batkay

New York·CRD #7754229
IA Rep

Investment Adviser Rep at SIMMONS CAPITAL GROUP

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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AM

Aaron Matthew Haverdink

Iowa·CRD #7085438
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
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AM

Aaron Matthew McLaughlin

Arizona·CRD #5909837
Dual-registered

Dual-registered at SEAMOUNT FINANCIAL GROUP INC

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
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AM

Aaron Matthew Nelson

Colorado·CRD #5046259
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
18 yrs
States
1
Exams
5
Since
2008
Fee
AUM / Other
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AM

Aaron Matthew Reinert

Texas·CRD #6621985
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
10 yrs
States
2
Exams
5
Since
2016
Fee
AUM / Other
View profile
AM

Aaron Matthew Schomer

Iowa·CRD #4768943
Dual-registered

Dual-registered at COMPOUND PLANNING, INC.

Experience
22 yrs
States
2
Exams
2
Since
2004
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
View profile
AM

Aaron Matthew Ward

Ohio·CRD #8225927
IA Rep

Investment Adviser Rep at SECURE ASSET MANAGEMENT, L.L.C.

States
1
Exams
2
Since
2026
Est. fee
AUM / Flat Fee / Other
View profile
AM

Aaron Maxey

Florida·CRD #2907997
Dual-registered

Dual-registered at AVANTAX PLANNING PARTNERS, INC.

Experience
27 yrs
States
2
Exams
6
Since
1999
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Aaron McCormick

Rhode Island·CRD #5842517
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
9
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Aaron McMichael Briggs

California·CRD #5626749
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
16 yrs
States
12
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
AM

Aaron M Donaldson

California·CRD #6413973
Dual-registered

Dual-registered at NAVY FEDERAL INVESTMENT SERVICES, LLC

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM
Minimum
$50k
View profile
AM

Aaron Michael Breasseale

North Carolina·CRD #8177728
IA Rep

Investment Adviser Rep at NEWEDGE ADVISORS

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Hourly / Flat Fee
View profile
AM

Aaron Michael Byrkit

Texas·CRD #5783731
Dual-registered

Dual-registered at BLAND GARVEY WEALTH ADVISORS, LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly
Minimum
$250k
View profile
AM

Aaron Michael Collins

Maryland·CRD #8036477
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Aaron Michael Cooperband

California·CRD #2074370
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
AM

Aaron Michael Davis

Illinois·CRD #7241206
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
3
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
AM

Aaron Michael Gabrielian

Maryland·CRD #5565991
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
17 yrs
States
2
Exams
6
Since
2009
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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