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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CD

Carmen David Cappadona

Arizona·CRD #1092977
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
43 yrs
States
19
Exams
7
Since
1983
Est. fee
AUM / Flat Fee
View profile
CD

Carmen David Caruso

California·CRD #7135850
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
4
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CD

Carmen Dello Iacono

Virginia·CRD #6411160
Dual-registered

Dual-registered at SPIRE WEALTH MANAGEMENT, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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CE

Carmen Emilio Chirico

Arizona·CRD #7749486
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
10
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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CG

Carmen Garcia Sevillano

Alabama·CRD #7659295
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
38
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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CG

Carmen Georgina Trigo Suarez

Puerto Rico·CRD #1904934
Dual-registered

Dual-registered at ATON FINANCIAL LLC

Experience
37 yrs
States
1
Exams
4
Since
1989
Est. fee
AUM / Hourly / Flat Fee / Performance-based
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CH

Carmen Hui

New York·CRD #5726816
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Performance-based
Minimum
$50.0M
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CI

Carmen Ioana Bississo

California·CRD #4683854
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Carmen Jeanett Richards

California·CRD #4124308
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
14
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Carmen Marie Jennett

Arizona·CRD #4218166
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
16 yrs
States
8
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Carmen Mendez

Alabama·CRD #6560283
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
42
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Carmen Richard Monks

California·CRD #1693360
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
9
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Carmen Wong Ibrahim

Alaska·CRD #6883547
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
33
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carmilita Aching

Alabama·CRD #6355012
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
11 yrs
States
52
Exams
3
Since
2015
Est. fee
AUM / Flat Fee
View profile
CM

Carmina Marie Congbalay Nicolas

Alabama·CRD #6715477
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
45
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carmine Anthony De San

New Jersey·CRD #4196194
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Carmine Ciccolella

Alabama·CRD #2480679
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
33
Exams
4
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Carmine Nmn D'Avino

Maryland·CRD #2693235
IA Rep

Investment Adviser Rep at PINNACLE ASSOCIATES, LTD.

Experience
24 yrs
States
4
Since
2002
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
CP

Carmine Pezzella

Alabama·CRD #1762559
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
53
Exams
7
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Carmine Philip Anzalone III

Arizona·CRD #4498920
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
24 yrs
States
27
Exams
3
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
CR

Carmine Rae Lafleur

Alaska·CRD #5780324
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
15 yrs
States
7
Exams
3
Since
2011
Fee
AUM / Other
View profile
CA

Carol A Loguirato

Arizona·CRD #711971
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
35
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carol Amelia Hoffman

Ohio·CRD #5497550
IA Rep

Investment Adviser Rep at THE MATHER GROUP, LLC

Experience
18 yrs
States
1
Exams
1
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
CA

Carol Anderson

Alabama·CRD #1230422
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
53
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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