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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CJ

Carly Jean Rott

Arizona·CRD #6334722
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
11 yrs
States
9
Exams
3
Since
2015
Fee
AUM / Hourly / Flat Fee
View profile
CJ

Carly Jordan

California·CRD #7053273
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
16
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Carly Joy Gallanter

Alabama·CRD #7528735
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
53
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Carly Kacvinsky

Arizona·CRD #7187323
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
7 yrs
States
26
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
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CK

Carly Kaitlin Purcell

Michigan·CRD #6011181
IA Rep

Investment Adviser Rep at ADVANCE CAPITAL MANAGEMENT INC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Flat Fee
View profile
CM

Carly Mann

Alaska·CRD #6085157
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
4 yrs
States
21
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Carly M Cuomo

Alabama·CRD #6953622
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
44
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Carly Nicole Campbell

Texas·CRD #8144664
IA Rep

Investment Adviser Rep at CAIN, WATTERS & ASSOCIATES, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Fee
AUM / Hourly / Flat Fee
View profile
CR

Carly Rose Glasnow

California·CRD #8283202
IA Rep

Investment Adviser Rep at SANTA BARBARA MANAGEMENT

States
1
Exams
1
Since
2026
Est. fee
AUM / Flat Fee / Other
Minimum
$100.0M
View profile
CR

Carly Rothbort

California·CRD #7552139
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
3 yrs
States
8
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Carly Wendt

Alabama·CRD #6720855
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
31
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Carman Michael Kubanda

Texas·CRD #7193096
Dual-registered

Dual-registered at INNOVATIVE WEALTH BUILDING LLC

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Carmel Bequia Exum

California·CRD #7395532
Dual-registered

Dual-registered at WEALTH ASSET MANAGERS

Experience
5 yrs
States
1
Exams
4
Since
2021
Fee
AUM
Minimum
$5k
View profile
CE

Carmel Elease Harrell

Alabama·CRD #2473685
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
51
Exams
6
Since
2001
Est. fee
AUM / Flat Fee
View profile
CM

Carmelito M Olaes Jr

California·CRD #2661690
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
30 yrs
States
10
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CD

Carmella Dawn Nodine

Colorado·CRD #4703054
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
19 yrs
States
6
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Carmelo Antonio Vazquez

California·CRD #5608457
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
17
Exams
8
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carmen A. Mangiola

Alabama·CRD #4354375
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
38
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carmen Angelo Trivisonno

Arizona·CRD #5095093
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
20 yrs
States
21
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Carmen Beatriz Torres- Diaz

Alabama·CRD #7355366
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
24
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Carmen Benedetti

California·CRD #7919721
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CC

Carmen Cecilia Cuzma

Alaska·CRD #7639879
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
15
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Carmencita Protacio Calaway

Arizona·CRD #4598089
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
21 yrs
States
9
Exams
3
Since
2005
Fee
AUM / Other
View profile
CD

Carmen Darby Barncord

Texas·CRD #6599190
IA Rep

Investment Adviser Rep at MARTIN CAPITAL ADVISORS, LLP

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM
Minimum
$1.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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