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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CL

Carole Leigh Donohoo

Florida·CRD #1044525
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
44 yrs
States
1
Exams
5
Since
1982
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CE

Carol Ellen Thomas

Florida·CRD #2196472
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Carole-Lynn Saros

Connecticut·CRD #2092603
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
1
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Carole Marie Perchal

Florida·CRD #2943657
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
29 yrs
States
1
Exams
7
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Other
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CR

Carole Reardon Marko

Florida·CRD #4253477
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Carole Rose

Maryland·CRD #1770100
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Carole Tholen

Georgia·CRD #8157108
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CF

Carol Flores McShera

Connecticut·CRD #6051262
Dual-registered

Dual-registered at FIDUCIENT ADVISORS LLC

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Flat Fee / Performance-based
View profile
CF

Carol Floyd Ham

Texas·CRD #2832668
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Carol Giusti Parrish

Washington·CRD #5747287
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CG

Carol Griffin Claytor

South Carolina·CRD #7058501
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Carolina Angel Jassir

Florida·CRD #6850718
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CB

Carolina Berdoza Marquez

Texas·CRD #5726096
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Carolina Blanco

Florida·CRD #7480873
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
CC

Carolina Carranza Hernandez

Arizona·CRD #7279609
IA Rep

Investment Adviser Rep at TRILOGY CAPITAL, INC.

Experience
5 yrs
States
2
Exams
1
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Carolina Cristina Manent

Connecticut·CRD #7397353
IA Rep

Investment Adviser Rep at 5TH STREET ADVISORS, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Fee
AUM / Hourly / Flat Fee
View profile
CE

Carolina E Bernal

Illinois·CRD #6270434
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CF

Carolina F Benzadon

Florida·CRD #6526044
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Carolina Garcia

Florida·CRD #2947727
IA Rep

Investment Adviser Rep at WEALTHSPIRE RETIREMENT ADVISORY

Experience
21 yrs
States
1
Exams
5
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CR

Carolina Restrepo

Florida·CRD #6483136
Dual-registered

Dual-registered at MG&A WEALTH

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CT

Carolina Thompson

Colorado·CRD #4754435
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
View profile
CV

Carolina Victoria Rodriguez

Florida·CRD #4491859
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Caroline Adams

Ohio·CRD #6541940
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Caroline A Macomber

Massachusetts·CRD #4867534
Dual-registered

Dual-registered at WEALTHSPIRE RETIREMENT ADVISORY

Experience
18 yrs
States
1
Exams
6
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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