AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CA

Caroline A Posthumus

New Jersey·CRD #4519415
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Caroline Barns Duke

Colorado·CRD #7857123
Dual-registered

Dual-registered at OBERMEYER WEALTH PARTNERS

Experience
2 yrs
States
1
Exams
3
Since
2024
Fee
AUM
Minimum
$2.0M
View profile
CB

Caroline B Ward

Minnesota·CRD #6374667
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Caroline Caldwell

Georgia·CRD #7215051
Dual-registered

Dual-registered at BALENTINE

Experience
4 yrs
States
1
Exams
4
Since
2022
Fee
AUM / Flat Fee
Minimum
$5.0M
View profile
CC

Caroline Calton Gayle

Alabama·CRD #5677308
Dual-registered

Dual-registered at KASSOUF WEALTH ADVISORS, LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$150k
View profile
CC

Caroline Cameron Theobald

North Carolina·CRD #7223583
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
CC

Caroline Carley

Texas·CRD #6643952
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
CC

Caroline Claire Mason

California·CRD #7678307
IA Rep

Investment Adviser Rep at CASCADE FINANCIAL PARTNERS, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM
View profile
CC

Caroline C Lee

Pennsylvania·CRD #5055426
IA Rep

Investment Adviser Rep at BRYN MAWR TRUST ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
CD

Caroline Deborah Burke

Delaware·CRD #6439653
Dual-registered

Dual-registered at LAUREL OAK WEALTH MANAGEMENT, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Caroline Delaurentis

Connecticut·CRD #7919238
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Caroline Dunn Packer

Connecticut·CRD #7265518
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
3
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Caroline Elizabeth Emswiler

Minnesota·CRD #2313117
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
2
Exams
3
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CE

Caroline Elizabeth Norris-Jones

Illinois·CRD #7191596
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Caroline E Salvator

Florida·CRD #4248405
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
4
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Caroline Ewing

Texas·CRD #7298869
Dual-registered

Dual-registered at DIMENSIONAL FUND ADVISORS LP

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Performance-based
Minimum
$250k
View profile
CG

Caroline Gabig

Alabama·CRD #6176502
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CG

Caroline Gallagher

North Carolina·CRD #7975106
Dual-registered

Dual-registered at GREENWAY WEALTH ADVISORS, LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CG

Caroline Grace Calihan

New York·CRD #8126559
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Caroline Grace Rakness

California·CRD #4387701
Dual-registered

Dual-registered at COPPELL ADVISORY SOLUTIONS LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CG

Caroline Grasso Moore

North Carolina·CRD #7364703
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Caroline Griffiths Brewster

Connecticut·CRD #6884570
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
3
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Caroline Guerra

California·CRD #6662089
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Caroline Hansen

Colorado·CRD #732923
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
45 yrs
States
2
Exams
6
Since
1981
Est. fee
AUM / Flat Fee
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 510 | AdvisorFinder