AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Catalina Maria Cadavid

Florida·CRD #4261425
Dual-registered

Dual-registered at BBVA GLOBAL WEALTH ADVISORS, INC.

Experience
23 yrs
States
2
Exams
9
Since
2003
Est. fee
AUM
Minimum
$500k
View profile
CM

Catalina Maria Franco-Cicero

Florida·CRD #6168760
Dual-registered

Dual-registered at SAVVY

Experience
11 yrs
States
1
Exams
3
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CN

Catalina Nmn Cherny-Santos

California·CRD #6300912
IA Rep

Investment Adviser Rep at CHRISTOPHER WEIL & CO INC

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Flat Fee
View profile
CP

Catalina Patino

Florida·CRD #5443748
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Catalina Rubio Ruiz

New York·CRD #6962144
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Catalina Salvatierra

Texas·CRD #8110100
IA Rep

Investment Adviser Rep at HAMPTON ROCK WEALTH MANAGEMENT

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Flat Fee
Minimum
$5.0M
View profile
CA

Caterina Antonietta Benanti

New York·CRD #5276998
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Caterina Costante

Arizona·CRD #3096165
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
CS

Caterina Steitz

Kansas·CRD #7049414
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
3
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Catha A Simons

Oregon·CRD #2732605
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Cathaleen Ann Finn

Pennsylvania·CRD #6254959
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

C A Thames Jr

Texas·CRD #1613012
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
39 yrs
States
1
Exams
7
Since
1987
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Catharine Chandler

Florida·CRD #6108673
IA Rep

Investment Adviser Rep at BENJAMIN SECURITIES, INC.

Experience
12 yrs
States
1
Exams
1
Since
2014
Est. fee
AUM
Minimum
$50k
View profile
CG

Catharine Glenn Weber

Maryland·CRD #7116868
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
3
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
CO

Catharine O. Betzig

Michigan·CRD #6903623
Dual-registered

Dual-registered at DIVERSIFIED PORTFOLIOS, INC.

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM
Minimum
$1.0M
View profile
CA

Catherine A Campos

California·CRD #4789449
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
3
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Catherine Alexander

Pennsylvania·CRD #5579611
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Catherine Alexis Sam Cheung

California·CRD #7193630
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Catherine Anderson

Pennsylvania·CRD #4460651
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
10
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Catherine Anne Kirchner

Montana·CRD #8071228
IA Rep

Investment Adviser Rep at DONALIES FINANCIAL PLANNING, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Catherine Anne McDermott

Missouri·CRD #6327595
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Catherine Ann Playford

Pennsylvania·CRD #3186046
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Flat Fee
View profile
CA

Catherine Ann Sheehy

North Carolina·CRD #6268599
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Catherine Baize

Missouri·CRD #4958664
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
21 yrs
States
2
Exams
5
Since
2005
Est. fee
AUM / Commission / Flat Fee
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 528 | AdvisorFinder