AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CB

Catherine Baron

Tennessee·CRD #6993649
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Catherine B Gowen

New Jersey·CRD #5077706
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Catherine Blake

California·CRD #2096855
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
36 yrs
States
1
Exams
4
Since
1990
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Catherine Camille Scott

Texas·CRD #8101793
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Catherine Casey Rath

California·CRD #7935724
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Catherine C Hollingsworth

Kansas·CRD #6436407
IA Rep

Investment Adviser Rep at YUKON WEALTH MANAGEMENT, INC.

Experience
11 yrs
States
1
Exams
1
Since
2015
Fee
AUM / Other
Minimum
$500k
View profile
CC

Catherine C McNish

New York·CRD #7390679
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Catherine Coffin Cawood

Georgia·CRD #4018381
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Catherine Conrad

California·CRD #6777866
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Catherine Crossley

California·CRD #7140759
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Catherine Cynthia Latto

South Carolina·CRD #1310394
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
1
Exams
3
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CE

Catherine Eileen Quinn

Indiana·CRD #7040505
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
7 yrs
States
1
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CE

Catherine Elaine Abbruscato

Texas·CRD #5776541
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Catherine Elaine Ivy

California·CRD #2253419
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
1
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CE

Catherine Eleanor Mulcahy

Virginia·CRD #6998397
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
7 yrs
States
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CE

Catherine Elise Bock

Pennsylvania·CRD #5850303
Dual-registered

Dual-registered at SEI INVESTMENTS MANAGEMENT CORP

Experience
15 yrs
States
1
Exams
2
Since
2011
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
CE

Catherine Elizabeth Beitzel

Connecticut·CRD #1266112
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
3
Exams
4
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Catherine Elizabeth Buck

New York·CRD #7978105
IA Rep

Investment Adviser Rep at BOUCHEY FINANCIAL GROUP LTD

Experience
2 yrs
States
2
Since
2024
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
CE

Catherine Elizabeth Farley

Indiana·CRD #2314911
Dual-registered

Dual-registered at KINTRA WEALTH, LLC

Experience
11 yrs
States
1
Exams
6
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Catherine Elizabeth Gueli

Colorado·CRD #7058910
Dual-registered

Dual-registered at NOVEM GROUP

Experience
7 yrs
States
8
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Catherine Elizabeth Jenson

Minnesota·CRD #6372463
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
12 yrs
States
3
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CE

Catherine Elizabeth Lannan

Illinois·CRD #7459604
Dual-registered

Dual-registered at LAKEWOOD ASSET MANAGEMENT, LLC

Experience
4 yrs
States
3
Exams
4
Since
2022
Est. fee
AUM / Flat Fee
View profile
CE

Catherine Elizabeth Salsman

Kentucky·CRD #3075121
Dual-registered

Dual-registered at PARAGON PRIVATE WEALTH MANAGEMENT LLC

Experience
28 yrs
States
2
Exams
5
Since
1998
Est. fee
AUM / Flat Fee
View profile
CE

Catherine E Papanayotou

Connecticut·CRD #4828069
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
4
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile

Looking for the right advisor?

Get personalized recommendations based on your financial goals and needs.

Get matched
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 529 | AdvisorFinder