AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CJ

Cearull Jack Horgan

California·CRD #4703259
Dual-registered

Dual-registered at GC WEALTH MANAGEMENT RIA, LLC

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Flat Fee
View profile
CJ

Ceciel Joers Edgar

Florida·CRD #7878883
IA Rep

Investment Adviser Rep at BBVA GLOBAL WEALTH ADVISORS, INC.

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM
Minimum
$500k
View profile
CA

Cecil Adair Godman III

Tennessee·CRD #2196300
Dual-registered

Dual-registered at MERCURY INVESTMENT GROUP

Experience
18 yrs
States
1
Exams
2
Since
2008
Fee
AUM
Minimum
$500k
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CB

Cecil Bailey Byers

Texas·CRD #809253
Dual-registered

Dual-registered at SUNBELT SECURITIES

Experience
51 yrs
States
1
Exams
7
Since
1975
Est. fee
AUM / Flat Fee
Minimum
$25k
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CB

Cecile Baggenstos

Texas·CRD #4894632
Dual-registered

Dual-registered at &PARTNERS

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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CE

Cecile Elisabeth Hult

Arizona·CRD #5563127
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
18 yrs
States
25
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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CB

Cecilia Belen Garcia Leija

North Carolina·CRD #7165864
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
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CB

Cecilia Brunetti

Illinois·CRD #4234430
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
25 yrs
States
1
Exams
8
Since
2001
Est. fee
AUM / Flat Fee
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CC

Cecilia C Lyon

California·CRD #7189833
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
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CM

Cecilia Maria Socorro Fuenmayor

Delaware·CRD #6999708
Dual-registered

Dual-registered at INSIGNEO ADVISORY SERVICES, LLC

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Flat Fee / Other
Minimum
$100k
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CM

Cecilia Mercado

Florida·CRD #5003364
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CP

Cecilia Pena

California·CRD #5472028
IA Rep

Investment Adviser Rep at COPPELL ADVISORY SOLUTIONS LLC

Experience
7 yrs
States
1
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CY

Cecilia Y Zurita

Texas·CRD #5086295
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cecily Anthony

Florida·CRD #6581639
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
2
Exams
6
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Cedric A Jones

Maryland·CRD #7060159
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Cedric Bronilla

California·CRD #3231607
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Cedric Nigel Smith

Minnesota·CRD #7397548
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
3
Exams
4
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CX

Cedric Xavier Louit

Nebraska·CRD #8185982
IA Rep

Investment Adviser Rep at ORION PORTFOLIO SOLUTIONS, LLC

States
1
Exams
2
Since
2026
Est. fee
AUM / Flat Fee / Performance-based
View profile
CD

Celandra Deane-Bess

District Of Columbia·CRD #2515844
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
1
Exams
6
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Celeste Cowell Gurule

California·CRD #1685190
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
39 yrs
States
3
Exams
5
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CE

Celeste Evans Courtney

Alabama·CRD #7981663
Dual-registered

Dual-registered at NBC SECURITIES, INC.

Experience
1 yrs
States
7
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
CF

Celeste Fine Center

Illinois·CRD #3163294
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Celeste Karen Wall

California·CRD #5689790
Dual-registered

Dual-registered at DYNAMIC

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CP

Celeste Pereira

New York·CRD #7341637
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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