AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CL

Cathy Lynn Poe

Virginia·CRD #4585338
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
CP

Cathy Pham York

Texas·CRD #7500596
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
CR

Cathy Renee Waters

Ohio·CRD #3090560
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
28 yrs
States
1
Exams
3
Since
1998
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CS

Cathy S Foster

Connecticut·CRD #4240408
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
3
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CS

Cathy Siqi Cao

Illinois·CRD #7673390
Dual-registered

Dual-registered at NORTHERN TRUST INVESTMENTS, INCORPORATED

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Flat Fee / Performance-based / Other
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CW

Cathy W Choi

California·CRD #6920316
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
6
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Cathy Wheeler Jones

Alabama·CRD #4058189
Dual-registered

Dual-registered at SYNOVUS SECURITIES, INC.

Experience
26 yrs
States
7
Exams
4
Since
2000
Est. fee
AUM / Commission / Hourly / Flat Fee
View profile
CL

Catina Lashay Risper

Texas·CRD #2530838
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CM

Caton M K P Ross

Texas·CRD #7550297
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Catrina Nicole Knox

California·CRD #5582133
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Cavan Cotter

Michigan·CRD #7498842
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
1
Exams
5
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CR

Cavett Robert Cooper

Alabama·CRD #5849390
Dual-registered

Dual-registered at ONEASCENT FINANCIAL SERVICES LLC

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Cavon Edwin Cockrum

Kansas·CRD #6677091
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Cayden Alexander Kotowitz

California·CRD #8152698
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CA

Cayden Andrew Saxon

Minnesota·CRD #7904718
IA Rep

Investment Adviser Rep at FINANCIAL PERSPECTIVES

Experience
2 yrs
States
1
Exams
1
Since
2024
Fee
AUM / Hourly / Flat Fee
View profile
CA

Cayden Anthony Brotz

Arizona·CRD #7573908
Dual-registered

Dual-registered at XCELSIOR ADVISOR PARTNERS LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Cayden C Smith

Utah·CRD #7252685
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Cayden Norton

California·CRD #7259403
Dual-registered

Dual-registered at TEMPUS WEALTH PLANNING, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Cayenne Lajune Rooks

Virginia·CRD #7707025
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CR

Caylea Rose Schmitz Gursoy

New York·CRD #6387282
Dual-registered

Dual-registered at AMERAUDI ASSET MANAGEMENT, INC.

Experience
1 yrs
States
1
Exams
4
Since
2025
Est. fee
AUM
Minimum
$1.0M
View profile
CC

Caylin Christine Haxel

Illinois·CRD #7215071
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Caylin J Parker

Louisiana·CRD #7525367
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
3 yrs
States
1
Exams
5
Since
2023
Fee
AUM / Hourly / Flat Fee
View profile
CD

C D Kaye II

Connecticut·CRD #5534942
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Cean Nicholas Kenefick-Rogers

Arizona·CRD #4751006
Dual-registered

Dual-registered at WLTH CAPITAL MANAGEMENT, LLC

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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