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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CT

Chad Thomas Battaglia

New Hampshire·CRD #3085781
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Chad Thomas Schwoerer

Wisconsin·CRD #5684992
IA Rep

Investment Adviser Rep at CALTON & ASSOCIATES, INC.

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
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CT

Chad Thomas Theisen

Michigan·CRD #7447810
IA Rep

Investment Adviser Rep at ADVANCE CAPITAL MANAGEMENT INC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Flat Fee
View profile
CT

Chad Thompson Glover

Washington·CRD #6988299
IA Rep

Investment Adviser Rep at SENESCHAL FAMILY OFFICE

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Flat Fee
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CT

Chad Timothy Kihm

California·CRD #7894234
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CT

Chad T Muhlenkamp

Ohio·CRD #7384250
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Fee
AUM
View profile
CT

Chad Tyler Williamson

Virginia·CRD #6603651
Dual-registered

Dual-registered at GRATUS WEALTH ADVISORS LLC

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
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CV

Chad Vavpetic

Ohio·CRD #5118842
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
CV

Chad Vincent Cassiani

Florida·CRD #2201530
Dual-registered

Dual-registered at INTEGRITY ADVISORY SOLUTIONS

Experience
17 yrs
States
2
Exams
4
Since
2009
Est. fee
AUM / Hourly / Flat Fee
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CV

Chad Visser

Colorado·CRD #6893442
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Other
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CW

Chad W Aerni

Ohio·CRD #6347040
Dual-registered

Dual-registered at VANTAGE FINANCIAL GROUP, INC.

Experience
9 yrs
States
2
Exams
3
Since
2017
Fee
AUM / Commission / Hourly / Flat Fee
View profile
CW

Chad Wayne Tuschen

Minnesota·CRD #5057656
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Chad Wesley Terry

Iowa·CRD #3112718
Dual-registered

Dual-registered at NICOLET WEALTH MANAGEMENT

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM
View profile
CW

Chad W Franks

Mississippi·CRD #4530378
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Chadwic Joseph Sarsfield

Florida·CRD #3014073
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
3
Exams
5
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CB

Chadwick B Chilcot

Maryland·CRD #4676718
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
1
Exams
6
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
C(

Chadwick (chad) Wade Copeland

Tennessee·CRD #3116317
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Chadwick Delmont Carlson

North Carolina·CRD #4401406
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Chadwick Joseph Schlett

Illinois·CRD #6306669
Dual-registered

Dual-registered at ROTHSCHILD INVESTMENT

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CM

Chadwick Michael Capps

North Carolina·CRD #6664061
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Chadwick P Suntay

California·CRD #4370379
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CR

Chadwick Ryan Payne

Georgia·CRD #4401703
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CT

Chadwick Thomas Clarke

California·CRD #6623867
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Chadwick Withers Allen

North Carolina·CRD #6631558
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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