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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CS

Channing Stice Smith

California·CRD #4945661
IA Rep

Investment Adviser Rep at LIDO

Experience
18 yrs
States
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CJ

Chanse James Wegner

Texas·CRD #7863608
Dual-registered

Dual-registered at LIFESTYLE ASSET MANAGEMENT, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly
Minimum
$50k
View profile
CA

Chantel Ayoub

Florida·CRD #7100731
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CN

Chantelle N Ohlsen

California·CRD #7679106
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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CD

Chantrell Denise Ingraham-Wells

Florida·CRD #4196591
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Charan J Khurana

Arizona·CRD #4776173
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
22 yrs
States
1
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Charan Preet Kaur

Pennsylvania·CRD #7964657
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CI

Charis Ivana Jones

Ohio·CRD #2626698
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
27 yrs
States
2
Exams
9
Since
1999
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CF

Charissa F Sokol

Texas·CRD #7477600
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Charissa M Lockett

New Jersey·CRD #6915125
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Charisse A Pierre

Alabama·CRD #4257286
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
7
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Charisse Rivers

Florida·CRD #6570638
IA Rep

Investment Adviser Rep at ZINNIA WEALTH ADVISORY, LLC

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CS

Charity Stephi Suzanne Coats

Alaska·CRD #7893667
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Charla Diane Turch

Minnesota·CRD #1298361
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
42 yrs
States
2
Exams
3
Since
1984
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CS

Charlee Simmons Miller

Oklahoma·CRD #6138061
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Charleger Santiago

California·CRD #5133635
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
19 yrs
States
1
Exams
6
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Charlene Denise Monts

Maryland·CRD #2467728
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CE

Charlene Elizabeth Ann Bridger

North Carolina·CRD #6701369
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
9 yrs
States
3
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Charlene Elizabeth Rigelman

Minnesota·CRD #1570265
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
CF

Charlene Fann Harvey

Texas·CRD #2170971
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
35 yrs
States
2
Exams
5
Since
1991
Est. fee
AUM / Commission / Flat Fee
View profile
CF

Charlene Fogel

Florida·CRD #2622281
IA Rep

Investment Adviser Rep at FOGEL CAPITAL MANAGEMENT INC

Experience
31 yrs
States
1
Exams
1
Since
1995
Fee
AUM
View profile
CL

Charlene Lynn Morrow

New York·CRD #2408310
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
1
Exams
7
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Charlene Marie Burkhardt

California·CRD #2935854
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
29 yrs
States
1
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Charlene M Nelson

Washington·CRD #7450943
IA Rep

Investment Adviser Rep at SOUND INCOME STRATEGIES, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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