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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CP

Charlene P Rice

Florida·CRD #3131340
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Charlene R Parrish

New Jersey·CRD #5262863
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Charles Aaron Bell

New Jersey·CRD #2900049
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Commission / Flat Fee
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CA

Charles Aaron Bremer

Minnesota·CRD #6136638
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
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CA

Charles Aaron Stowman

North Dakota·CRD #4664011
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
13 yrs
States
1
Exams
5
Since
2013
Fee
AUM / Hourly / Flat Fee
View profile
CA

Charles Abernathy

Texas·CRD #7453742
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Performance-based
Minimum
$50.0M
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CA

Charles Abraham Chomali

New York·CRD #7229317
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee / Other
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CA

Charles A Bruening III

Arizona·CRD #5878094
IA Rep

Investment Adviser Rep at STOKER OSTLER, A PART OF BMO FINANCIAL GROUP

Experience
15 yrs
States
2
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
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CA

Charles Adam Tepper

New York·CRD #3000604
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
1
Exams
6
Since
1998
Est. fee
AUM / Flat Fee
View profile
CA

Charles A Johnson

Pennsylvania·CRD #5972874
IA Rep

Investment Adviser Rep at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
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CA

Charles Alan Chambers

North Carolina·CRD #2011615
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
36 yrs
States
2
Exams
10
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Charles Alan Phelps

California·CRD #836477
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
49 yrs
States
2
Exams
11
Since
1977
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Charles Albert Anderson

Minnesota·CRD #3227224
Dual-registered

Dual-registered at FOCUS FINANCIAL

Experience
27 yrs
States
2
Exams
4
Since
1999
Fee
AUM / Hourly / Flat Fee / Other
View profile
CA

Charles Albert Cerone

California·CRD #1352024
Dual-registered

Dual-registered at EXODUS WEALTH, LLC

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Charles Albert Cunningham III

Tennessee·CRD #3102063
Dual-registered

Dual-registered at IRONHORSE CAPITAL LLC

Experience
14 yrs
States
1
Exams
2
Since
2012
Est. fee
AUM
Minimum
$250k
View profile
CA

Charles Albert Eshelman

Texas·CRD #1339467
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
40 yrs
States
1
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Charles Albert Moss

N/A·CRD #7451359
IA Rep

Investment Adviser Rep at MAINSAIL ASSET MANAGEMENT, LLC

Experience
5 yrs
Exams
1
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
View profile
CA

Charles Albert Pritchett

Maryland·CRD #1951393
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
2
Exams
5
Since
1989
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Charles Alden Roe IV

Texas·CRD #4117735
Dual-registered

Dual-registered at ACCURATE WEALTH MANAGEMENT, LLC

Experience
26 yrs
States
1
Exams
5
Since
2000
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CA

Charles Aldon Gordon IV

Florida·CRD #7260455
Dual-registered

Dual-registered at ALLY INVEST ADVISORS

Experience
6 yrs
States
1
Exams
5
Since
2020
Fee
AUM
Minimum
$100k
View profile
CA

Charles Alexander Frentz

New York·CRD #8311427
IA Rep

Investment Adviser Rep at DOUGLASS WINTHROP ADVISORS LLC

States
1
Since
2026
Est. fee
AUM / Flat Fee / Other
Minimum
$3.0M
View profile
CA

Charles Alexander Nop

Texas·CRD #3203165
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
1
Exams
11
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Charles Alexander Strickler

Alabama·CRD #2938664
Dual-registered

Dual-registered at CONCORDE ASSET MANAGEMENT, LLC

Experience
28 yrs
States
6
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CA

Charles Alexander Thomas

Florida·CRD #6372120
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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