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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CE

Charles Earl Osborne

Georgia·CRD #2323554
Dual-registered

Dual-registered at ASSUREDPARTNERS INVESTMENT ADVISORS

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Hourly / Flat Fee / Other
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CE

Charles Edd Holder III

N/A·CRD #800699
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
27 yrs
Exams
3
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CE

Charles Edgar Lalanne

Mississippi·CRD #3005327
Dual-registered

Dual-registered at ASTRA VENTURES

Experience
5 yrs
States
2
Exams
7
Since
2021
Est. fee
AUM
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CE

Charles Edmund Porter

Minnesota·CRD #5523756
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
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CE

Charles E. Dutil

South Carolina·CRD #7063737
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CE

Charles Edward Babin

Massachusetts·CRD #9509
IA Rep

Investment Adviser Rep at BOSTON RESEARCH AND MANAGEMENT, INC.

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Hourly
Minimum
$1.0M
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CE

Charles Edward Branch

Connecticut·CRD #5028885
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
4
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
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CE

Charles Edward Congdon

Rhode Island·CRD #7593023
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
3
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
CE

Charles Edward Dabrowski

Michigan·CRD #5863785
IA Rep

Investment Adviser Rep at PALATINE HILL WEALTH MANAGEMENT

Experience
15 yrs
States
2
Exams
1
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Charles Edward Dekrafft II

Alabama·CRD #2227643
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
34 yrs
States
6
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CE

Charles Edward Donalies

District Of Columbia·CRD #5733820
IA Rep

Investment Adviser Rep at DONALIES FINANCIAL PLANNING, LLC

Experience
16 yrs
States
3
Exams
1
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Charles Edward Drake Jr

South Carolina·CRD #1992092
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
35 yrs
States
2
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Charles Edward Duddingston

Minnesota·CRD #1304892
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
4
Since
1984
Est. fee
AUM / Commission / Flat Fee
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CE

Charles Edward Howell

California·CRD #4757297
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
21 yrs
States
10
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
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CE

Charles Edward Maeyaert

Minnesota·CRD #6570443
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
10 yrs
States
1
Exams
5
Since
2016
Fee
AUM / Other
View profile
CE

Charles Edward Maraggia

Texas·CRD #7298225
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
5 yrs
States
1
Exams
5
Since
2021
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
CE

Charles Edward Merz

Florida·CRD #5618584
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Charles Edward Morris

N/A·CRD #8229635
IA Rep

Investment Adviser Rep at HORIZON FAMILY WEALTH, INC.

Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CE

Charles Edward Neumaier

Ohio·CRD #2493692
IA Rep

Investment Adviser Rep at ALPHASTAR CAPITAL MANAGEMENT

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Charles Edward Prather IV

Colorado·CRD #1238110
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
4
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CE

Charles Edward Rhoades II

Colorado·CRD #5400183
Dual-registered

Dual-registered at WESTERN WEALTH MANAGEMENT LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
CE

Charles Edward Stelting II

New Mexico·CRD #5498515
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Charles Edward Wagner

Colorado·CRD #8305755
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Charles Edwin Carter

California·CRD #2683785
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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