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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CD

Charles David Scavone

Texas·CRD #2480848
IA Rep

Investment Adviser Rep at OAK HARVEST INVESTMENT SERVICES

Experience
11 yrs
States
1
Since
2015
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CD

Charles David Skinner

Arkansas·CRD #6525922
Dual-registered

Dual-registered at INDEPENDENT ADVISOR ALLIANCE, LLC

Experience
11 yrs
States
3
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Charles David Tompkins

Oregon·CRD #4060464
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CD

Charles David Villarreal

Oklahoma·CRD #5071421
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
20 yrs
States
2
Exams
6
Since
2006
Est. fee
AUM / Hourly / Flat Fee
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CD

Charles David Witt

Michigan·CRD #8223982
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CD

Charles Davis Dawkins

Mississippi·CRD #6546940
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
9 yrs
States
1
Exams
3
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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CD

Charles Davis Lee

California·CRD #7561109
Dual-registered

Dual-registered at THE STERLING GROUP

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
CD

Charles Davis Mobley

Alabama·CRD #8132430
IA Rep

Investment Adviser Rep at ONEASCENT FINANCIAL SERVICES LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Charles Day Lutz IV

Texas·CRD #3139350
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CD

Charles D Boyd

Georgia·CRD #3227603
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
2
Exams
7
Since
2009
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Charles D Burkes

Oklahoma·CRD #5631074
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CD

Charles D Dodds

New Mexico·CRD #5744997
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CD

Charles Dean Grass

Washington·CRD #6531563
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CD

Charles Dewey Barham III

North Carolina·CRD #4157445
Dual-registered

Dual-registered at CASSIA CAPITAL PARTNERS LLC

Experience
13 yrs
States
2
Exams
3
Since
2013
Fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
CD

Charles Dominic Dayer Wild

Connecticut·CRD #4398116
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
7
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CD

Charles Dominic Vercellone

Michigan·CRD #1310964
Dual-registered

Dual-registered at OSAIC ADVISORY SERVICES, LLC

Experience
41 yrs
States
1
Exams
7
Since
1985
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Charles Donald Schad

Arizona·CRD #4161012
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
26 yrs
States
6
Exams
4
Since
2000
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
CD

Charles Douglas Dyer Jr

Louisiana·CRD #2753350
IA Rep

Investment Adviser Rep at RETIREMENT PLANNERS OF AMERICA

Experience
24 yrs
States
2
Exams
3
Since
2002
Fee
AUM
View profile
CD

Charles Douglas Fowler

N/A·CRD #7476926
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
4 yrs
Exams
3
Since
2022
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CD

Charles Douglas Hartley

District Of Columbia·CRD #2658276
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
29 yrs
States
2
Exams
5
Since
1997
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
CD

Charles Douglas Maloy

Oklahoma·CRD #3243729
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Charles Douglas Robinson

North Carolina·CRD #5039975
Dual-registered

Dual-registered at SUMMIT FINANCIAL, LLC

Experience
20 yrs
States
1
Exams
4
Since
2006
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
CD

Charles Duaine Arbeiter

Idaho·CRD #1315766
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
41 yrs
States
5
Exams
8
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CD

Charles Dwayne Murphy

Massachusetts·CRD #4803191
Dual-registered

Dual-registered at AMERICAN INVESTMENT SERVICES INC

Experience
21 yrs
States
2
Exams
3
Since
2005
Est. fee
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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