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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CF

Charles F Spingler

Connecticut·CRD #5393413
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
4
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
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CF

Charles F Trapani

Connecticut·CRD #4505016
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Charles Gabriel Herendeen

California·CRD #2786225
IA Rep

Investment Adviser Rep at NOVEM GROUP

Experience
28 yrs
States
9
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
CG

Charles Gabriel Mouaikel

New York·CRD #6816097
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
2
Exams
5
Since
2023
Est. fee
AUM / Flat Fee
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CG

Charles Garlock

Alabama·CRD #6233241
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
11 yrs
States
50
Exams
7
Since
2015
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CG

Charles Garofalo

New Jersey·CRD #2520536
Dual-registered

Dual-registered at BROOKSTONE CAPITAL MANAGEMENT LLC

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
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CG

Charles Gay

Connecticut·CRD #2518432
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Charles Gentry Dyson

Texas·CRD #7642640
IA Rep

Investment Adviser Rep at HUB INVESTMENT PARTNERS, LLC

Experience
3 yrs
States
2
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CG

Charles George Duncan

California·CRD #1840053
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
38 yrs
States
2
Exams
6
Since
1988
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CG

Charles George Williams

Minnesota·CRD #5250697
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Flat Fee
View profile
CG

Charles Gerald Gray II

Georgia·CRD #1921547
Dual-registered

Dual-registered at SIGNATUREFD, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
CG

Charles Gerard Griffith

Maryland·CRD #7984074
IA Rep

Investment Adviser Rep at THE BALDWIN GROUP WEALTH ADVISORS, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CG

Charles G Gaba

Arkansas·CRD #2979469
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
5
Exams
8
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Charles Giaquinto

Washington·CRD #2187528
Dual-registered

Dual-registered at TACTIVE ADVISORS, LLC

Experience
19 yrs
States
1
Exams
9
Since
2007
Fee
AUM
View profile
CG

Charles Gilbert Burns

Texas·CRD #6060184
IA Rep

Investment Adviser Rep at ACADEMY CAPITAL MANAGEMENT

Experience
14 yrs
States
1
Exams
1
Since
2012
Est. fee
AUM
View profile
CG

Charles Glen Daniel

Texas·CRD #3108881
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
1
Exams
7
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Charles Glenn Cunningham

Texas·CRD #2786567
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
30 yrs
States
1
Exams
7
Since
1996
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CG

Charles Glenn Downs

Ohio·CRD #1839892
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
38 yrs
States
1
Exams
4
Since
1988
Fee
AUM / Flat Fee / Performance-based
View profile
CG

Charles Gordon

Arkansas·CRD #225672
Dual-registered

Dual-registered at &PARTNERS

Experience
53 yrs
States
2
Exams
8
Since
1973
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
CG

Charles Gordon Cooper

North Carolina·CRD #4872190
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
1
Exams
6
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Charles Gregory Carr

Alaska·CRD #4139256
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Charles Gregory Carrick

North Carolina·CRD #5752410
Dual-registered

Dual-registered at BEACON POINTE ADVISORS, LLC

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CG

Charles Gregory Majors

Florida·CRD #2685420
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
30 yrs
States
2
Exams
5
Since
1996
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
CG

Charles Gubler

Pennsylvania·CRD #7954843
IA Rep

Investment Adviser Rep at FLAGSHIP CAPITAL MANAGEMENT INC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM
Minimum
$250k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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