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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Charles Mc Intosh Leak

North Carolina·CRD #1912827
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
37 yrs
States
2
Exams
8
Since
1989
Est. fee
AUM / Flat Fee
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CM

Charles Meizoso Jr

New Jersey·CRD #1419544
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
38 yrs
States
2
Exams
4
Since
1988
Est. fee
AUM / Flat Fee
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CM

Charles Melcher Sloan

Illinois·CRD #4295501
Dual-registered

Dual-registered at OAK FAMILY ADVISORS, LLC

Experience
24 yrs
States
1
Exams
2
Since
2002
Est. fee
AUM / Flat Fee
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CM

Charles M Fernandes

Kansas·CRD #7910255
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
3
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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CM

Charles M Hickman

Florida·CRD #7529378
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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CM

Charles Michael Abbott

Texas·CRD #6678578
Dual-registered

Dual-registered at ALLWORTH FINANCIAL, L.P.

Experience
9 yrs
States
1
Exams
3
Since
2017
Fee
AUM / Flat Fee / Performance-based
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CM

Charles Michael Barrett

Massachusetts·CRD #2490925
Dual-registered

Dual-registered at COPELAND CAPITAL MANAGEMENT, LLC

Experience
31 yrs
States
2
Exams
4
Since
1995
Fee
AUM
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CM

Charles Michael Bennett

Texas·CRD #2180096
Dual-registered

Dual-registered at &PARTNERS

Experience
35 yrs
States
1
Exams
6
Since
1991
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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CM

Charles Michael Campbell

Missouri·CRD #4490306
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
1
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CM

Charles Michael Cockerton

California·CRD #6006119
IA Rep

Investment Adviser Rep at FLORIN PENSIONS LLC

Experience
14 yrs
States
2
Exams
1
Since
2012
Est. fee
Other
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CM

Charles Michael Collins

Arizona·CRD #2557008
Dual-registered

Dual-registered at &PARTNERS

Experience
32 yrs
States
3
Exams
6
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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CM

Charles Michael Coyle Jr.

Pennsylvania·CRD #7308288
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Charles Michael Gorman

South Carolina·CRD #4246897
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
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CM

Charles Michael Haddad

Michigan·CRD #2553152
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
CM

Charles Michael Hais

Ohio·CRD #5503223
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
2
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Charles Michael Luck

Delaware·CRD #3062559
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Flat Fee
View profile
CM

Charles Michael Matisi

New Jersey·CRD #2650170
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
3
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Charles Michael Moore Sr

Florida·CRD #873685
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
47 yrs
States
2
Exams
6
Since
1979
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Charles Michael Paulos

New York·CRD #2749905
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Charles Michael Pepper

Michigan·CRD #7705005
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Other
View profile
CM

Charles Michael Tiblier II

Louisiana·CRD #7009292
Dual-registered

Dual-registered at STOKES FAMILY OFFICE LLC

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CM

Charles Michael Wattick

Florida·CRD #7758661
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
4
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Charles Milton Harris

Texas·CRD #2574172
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
14 yrs
States
1
Exams
9
Since
2012
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
CM

Charles Mitchell Barrow Jr

Nebraska·CRD #719124
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
46 yrs
States
1
Exams
4
Since
1980
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

Financial Advisors - Page 564 | AdvisorFinder