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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Charles Mitchell Jarrett

Florida·CRD #2563459
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
3
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Charles Mitten Fox

Georgia·CRD #6245285
Dual-registered

Dual-registered at BURGESS INVESTMENT GROUP, LLC

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Flat Fee
View profile
CM

Charles M Jenkins

Pennsylvania·CRD #3182100
Dual-registered

Dual-registered at LOMBARD ADVISERS INCORPORATED

Experience
27 yrs
States
1
Exams
3
Since
1999
Est. fee
AUM / Flat Fee
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CM

Charles M Mok

California·CRD #717940
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
46 yrs
States
2
Exams
6
Since
1980
Est. fee
AUM / Commission / Flat Fee
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CM

Charles Moore

Illinois·CRD #4399837
Dual-registered

Dual-registered at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
25 yrs
States
3
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CM

Charles Morgan Caryl

Pennsylvania·CRD #4180640
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Flat Fee
View profile
CM

Charles M. Parker

Georgia·CRD #833053
Dual-registered

Dual-registered at REGISTER FINANCIAL ADVISORS, LLC

Experience
49 yrs
States
2
Exams
6
Since
1977
Fee
AUM / Hourly / Flat Fee
View profile
CM

Charles M Sobel

Delaware·CRD #5846500
Dual-registered

Dual-registered at REALTA INVESTMENT ADVISORS, INC

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Hourly / Flat Fee
View profile
CN

Charles Nathaniel Williams Glaser

Maryland·CRD #5957918
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
11 yrs
States
2
Exams
4
Since
2015
Est. fee
AUM / Flat Fee
View profile
CN

Charles Nelson Dinklage

Texas·CRD #2674824
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
31 yrs
States
2
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
View profile
CN

Charles Nelson III

Florida·CRD #1395473
Dual-registered

Dual-registered at &PARTNERS

Experience
41 yrs
States
2
Exams
4
Since
1985
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
CN

Charles Newman Bombet II

Louisiana·CRD #2026103
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
36 yrs
States
2
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
View profile
CN

Charles Newton Larkam II

Texas·CRD #1012533
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
44 yrs
States
1
Exams
6
Since
1982
Est. fee
AUM / Hourly / Flat Fee
View profile
CN

Charles Nmn Lim

California·CRD #5039063
Dual-registered

Dual-registered at STANCORP INVESTMENT ADVISERS, INC.

Experience
18 yrs
States
1
Exams
7
Since
2008
Fee
AUM / Flat Fee / Other
View profile
CO

Charles O Pacek Jr

California·CRD #5268779
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CO

Charles Osterholt III

Florida·CRD #2215127
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
1
Exams
5
Since
1992
Est. fee
AUM / Commission / Flat Fee
View profile
CO

Charles Otto Gillespie

California·CRD #4967696
Dual-registered

Dual-registered at CASTLE COAST WEALTH, LLC

Experience
14 yrs
States
2
Exams
5
Since
2012
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
CO

Charles Otto Posnecker IV

Delaware·CRD #6903567
IA Rep

Investment Adviser Rep at BRYN MAWR TRUST ADVISORS, LLC

Experience
8 yrs
States
2
Since
2018
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
CO

Charles Owen Tallant Wyman

California·CRD #2734749
Dual-registered

Dual-registered at SEVEN POST INVESTMENT OFFICE LP

Experience
15 yrs
States
1
Exams
2
Since
2011
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50.0M
View profile
CO

Charles Owen Wiestling

Minnesota·CRD #8159288
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Charles Paksi

New York·CRD #5104936
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CP

Charles Parsa Gholami

Texas·CRD #7620949
IA Rep

Investment Adviser Rep at HUB INVESTMENT PARTNERS, LLC

Experience
3 yrs
States
1
Exams
1
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Charles Parvin Jr

Texas·CRD #7701339
Dual-registered

Dual-registered at SOUND INCOME STRATEGIES, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CP

Charles Patrick Carmona

New Jersey·CRD #2446429
Dual-registered

Dual-registered at WESTMORE ASSET MANAGEMENT

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Flat Fee
Minimum
$5.0M
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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