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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CB

Charul Bharat

Georgia·CRD #7991928
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Charu Narain

Connecticut·CRD #4871783
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
3
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Chase Alan Demaree

Kansas·CRD #8214119
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

States
2
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CA

Chase Allan Smith

New York·CRD #5856082
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CA

Chase Anthony Garbers

California·CRD #8136291
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
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CA

Chase Anthony Vande Yacht

Florida·CRD #5796814
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
15 yrs
States
4
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CA

Chase A Uejo

California·CRD #7655915
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Chase Austin Vander Hart

Kansas·CRD #7262033
IA Rep

Investment Adviser Rep at CREATIVEONE SECURITIES, LLC

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Hourly
Minimum
$25k
View profile
CB

Chase Bennett Burdick

New York·CRD #7898459
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Chase Cameron Smith

Florida·CRD #6566598
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
10 yrs
States
1
Exams
4
Since
2016
Fee
AUM / Hourly / Flat Fee / Other
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CC

Chase Cates

Arizona·CRD #7580053
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Flat Fee
View profile
CC

Chase Cavanaugh

New York·CRD #7504171
Dual-registered

Dual-registered at BEACON WEALTH CONSULTANTS, INC.

Experience
4 yrs
States
1
Exams
3
Since
2022
Fee
AUM / Hourly / Flat Fee
Minimum
$100
View profile
CC

Chase Chafin McLean

Oklahoma·CRD #7670300
IA Rep

Investment Adviser Rep at CAVANAL HILL INVESTMENT MANAGEMENT, INC.

Experience
3 yrs
States
2
Exams
1
Since
2023
Fee
AUM
View profile
CC

Chase Christopher Petter

Texas·CRD #7982365
IA Rep

Investment Adviser Rep at ESI FINANCIAL ADVISORS

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CD

Chase David Ziebol

Missouri·CRD #6202750
Dual-registered

Dual-registered at &PARTNERS

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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CD

Chase Davis

Pennsylvania·CRD #7367861
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
4
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Chase D Polacek

Minnesota·CRD #7487756
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Est. fee
AUM / Flat Fee
View profile
CD

Chase Drake

Texas·CRD #6554107
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
10 yrs
States
2
Exams
3
Since
2016
Fee
AUM / Other
View profile
CE

Chase Estrada

Texas·CRD #7682934
Dual-registered

Dual-registered at TRINITY PORTFOLIO ADVISORS, LLC

Experience
3 yrs
States
1
Exams
4
Since
2023
Est. fee
AUM / Flat Fee
Minimum
$8k
View profile
CF

Chase Follmer

California·CRD #6760609
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CF

Chase Fowler

N/A·CRD #7212566
IA Rep

Investment Adviser Rep at AGW CAPITAL ADVISORS

Experience
5 yrs
Exams
1
Since
2021
Est. fee
AUM / Flat Fee / Other
View profile
CF

Chase Franklin Walker

Colorado·CRD #6532540
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
2
Exams
5
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CF

Chase Frederick Clark

Michigan·CRD #7266001
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Chase Gregory Felchle

Iowa·CRD #6210927
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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