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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CD

Charlotte Dubey

California·CRD #4188515
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
CE

Charlotte Elaine Jackson

North Carolina·CRD #4545327
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
24 yrs
States
2
Exams
5
Since
2002
Est. fee
AUM / Flat Fee
View profile
CE

Charlotte E Stellwagen

Florida·CRD #1485236
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
40 yrs
States
2
Exams
5
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CG

Charlotte Grace Stevenson

Connecticut·CRD #7937653
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
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CG

Charlotte G Thall

Pennsylvania·CRD #4404350
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Charlotte Halmo

Illinois·CRD #7328849
Dual-registered

Dual-registered at M1 ADVISORY

Experience
5 yrs
States
1
Exams
3
Since
2021
Fee
AUM
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CJ

Charlotte Janelle Pace

Texas·CRD #3143329
Dual-registered

Dual-registered at CALTON & ASSOCIATES, INC.

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based
Minimum
$50k
View profile
CK

Charlotte Keiko Teruya-Westcott

Hawaii·CRD #6329919
IA Rep

Investment Adviser Rep at THE RETIREMENT PLANNING GROUP, LLC

Experience
12 yrs
States
3
Exams
4
Since
2014
Est. fee
AUM / Flat Fee
View profile
CL

Charlotte Littleton

South Carolina·CRD #7681239
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Charlotte Lynn Davoren

Illinois·CRD #2068570
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
26 yrs
States
1
Exams
4
Since
2000
Est. fee
AUM / Flat Fee
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CM

Charlotte Marie Jones

California·CRD #7295993
IA Rep

Investment Adviser Rep at COMPOUND PLANNING, INC.

Experience
6 yrs
States
4
Exams
1
Since
2020
Est. fee
AUM / Flat Fee / Other
Minimum
$25k
View profile
CM

Charlotte Mary Ingstad

North Dakota·CRD #7220778
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
4 yrs
States
1
Exams
3
Since
2022
Fee
AUM / Hourly / Flat Fee
View profile
CM

Charlotte Meg Harris

Illinois·CRD #7679403
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Charlotte Nicole Martin

Florida·CRD #4580024
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
5
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Charlotte Spiegel

Massachusetts·CRD #8146358
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CW

Charlotte Wesley Woodham

South Carolina·CRD #8298429
IA Rep

Investment Adviser Rep at TANDEM INVESTMENT ADVISORS INC

States
1
Exams
1
Since
2026
Est. fee
AUM
Minimum
$500k
View profile
CW

Charlotte W. Gaines

Tennessee·CRD #4364021
Dual-registered

Dual-registered at SILVER OAK SECURITIES, INC.

Experience
25 yrs
States
1
Exams
6
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
CW

Charlotte Wilson

Florida·CRD #6878155
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Charlton Nmn Reynders III

Massachusetts·CRD #2614296
IA Rep

Investment Adviser Rep at REYNDERS, MCVEIGH CAPITAL MANAGEMENT, LLC

Experience
31 yrs
States
2
Exams
2
Since
1995
Fee
AUM / Flat Fee
Minimum
$1.0M
View profile
CM

Charmagne Marie Darabadey

Texas·CRD #1481560
Dual-registered

Dual-registered at FIRST DALLAS SECURITIES, INC.

Experience
8 yrs
States
1
Exams
4
Since
2018
Fee
Commission
Minimum
$100k
View profile
CK

Charmaine K Cheng

Texas·CRD #7059177
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Charolette Lynn McKinney

Missouri·CRD #5053167
Dual-registered

Dual-registered at AQUILANT ADVISORS

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Hourly
Minimum
$25k
View profile
CC

Charu Chandna

New Jersey·CRD #7060179
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Charu Dayal

Texas·CRD #4567688
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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