AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CA

Christopher Adam Toro

Louisiana·CRD #2840005
Dual-registered

Dual-registered at A.G.P / ALLIANCE GLOBAL PARTNERS

Experience
29 yrs
States
6
Exams
4
Since
1997
Est. fee
AUM / Hourly / Other
Minimum
$10k
View profile
CA

Christopher Adron Story

Arkansas·CRD #5254994
Dual-registered

Dual-registered at CAVANAL HILL INVESTMENT MANAGEMENT, INC.

Experience
14 yrs
States
7
Exams
3
Since
2012
Fee
AUM
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CA

Christopher A Griffin

Connecticut·CRD #6487417
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Commission / Flat Fee
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CA

Christopher Alan Beaulieu

Massachusetts·CRD #2301051
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
33 yrs
States
4
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CA

Christopher Alan Benin Mr.

Connecticut·CRD #4653789
IA Rep

Investment Adviser Rep at BENIN MANAGEMENT CORP

Experience
25 yrs
States
2
Exams
1
Since
2001
Est. fee
AUM / Flat Fee / Other
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CA

Christopher Alan Bubrow

New Jersey·CRD #2900959
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
29 yrs
States
2
Exams
7
Since
1997
Est. fee
AUM / Commission / Flat Fee
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CA

Christopher Alan Carbone

New Jersey·CRD #1061952
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
2
Exams
8
Since
1983
Est. fee
AUM / Commission / Flat Fee
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CA

Christopher Alan Carbone

New Jersey·CRD #7592170
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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CA

Christopher Alan Chapin

California·CRD #4110911
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Commission / Flat Fee
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CA

Christopher Alan Douglass

Florida·CRD #2505358
Dual-registered

Dual-registered at STAGE 2 PLANNING PARTNERS LLC

Experience
32 yrs
States
3
Exams
7
Since
1994
Est. fee
AUM / Hourly
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CA

Christopher Alan Falletti

Kansas·CRD #2059025
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
36 yrs
States
2
Exams
6
Since
1990
Est. fee
AUM / Hourly / Flat Fee
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CA

Christopher Alan Hall

New Jersey·CRD #7914542
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CA

Christopher Alan Moore

Connecticut·CRD #1232109
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
3
Exams
5
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Christopher Alan Morgan

California·CRD #6447669
Dual-registered

Dual-registered at ARK WEALTH ADVISORS, LLC

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Christopher Alan Murray

Maryland·CRD #2084458
IA Rep

Investment Adviser Rep at INSPIRE ADVISORS, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM
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CA

Christopher Alan Rasmussen

Texas·CRD #4688963
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Flat Fee
View profile
CA

Christopher Alan Roberts

California·CRD #5465186
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
17 yrs
States
1
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Christopher Alan Ruffino

Florida·CRD #1556441
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
40 yrs
States
3
Exams
4
Since
1986
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Christopher Alan Schneider

Illinois·CRD #5672345
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Christopher Alan Sinclair

California·CRD #4791366
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Christopher Alan Tate

California·CRD #3241655
Dual-registered

Dual-registered at "TATE ASSET MANAGEMENT" AND "DCO WEALTH MANAGEMENT"

Experience
26 yrs
States
2
Exams
2
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Christopher Alan Taylor

Tennessee·CRD #5778712
Dual-registered

Dual-registered at APEX STRATEGIC WEALTH, LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Christopher Alan Whitaker

California·CRD #6620402
IA Rep

Investment Adviser Rep at APRIEM ADVISORS

Experience
9 yrs
States
2
Since
2017
Est. fee
AUM / Flat Fee / Performance-based
View profile
CA

Christopher Alan Wolff

Missouri·CRD #4925213
Dual-registered

Dual-registered at CAPITAL INVESTMENT MANAGEMENT, INC

Experience
17 yrs
States
1
Exams
5
Since
2009
Est. fee
AUM / Flat Fee / Other
Minimum
$5k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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