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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CC

Christopher Collins

Connecticut·CRD #6459302
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
3
Exams
5
Since
2016
Est. fee
AUM / Commission / Flat Fee
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CC

Christopher Conklin-Moore

California·CRD #7701309
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
3 yrs
States
1
Exams
5
Since
2023
Est. fee
AUM / Hourly / Flat Fee
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CC

Christopher Connor Rolf

North Carolina·CRD #5359746
Dual-registered

Dual-registered at ALTRIUS CAPITAL MANAGEMENT, INC.

Experience
14 yrs
States
2
Exams
4
Since
2012
Fee
AUM
Minimum
$500k
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CC

Christopher Conn Russell

Michigan·CRD #4476557
Dual-registered

Dual-registered at ACORN WEALTH ADVISORS, LLC

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Commission / Flat Fee
Minimum
$100k
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CC

Christopher Conrad Erickson

Florida·CRD #2435452
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
3
Exams
4
Since
1994
Est. fee
AUM / Flat Fee
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CC

Christopher Conti

Massachusetts·CRD #6186990
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CC

Christopher Cooper

Alabama·CRD #6919383
IA Rep

Investment Adviser Rep at OAKWORTH ASSET MANAGEMENT, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Christopher Cooper Jr

Texas·CRD #6234656
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Other
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CC

Christopher Corkhill Dautrich

Pennsylvania·CRD #4537989
Dual-registered

Dual-registered at STILLWATER CAPITAL ADVISORS, LLC

Experience
19 yrs
States
1
Exams
2
Since
2007
Est. fee
AUM
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CC

Christopher Cory White

Massachusetts·CRD #6042071
IA Rep

Investment Adviser Rep at MODERA WEALTH MANAGEMENT, LLC

Experience
14 yrs
States
2
Since
2012
Fee
AUM / Hourly / Flat Fee
View profile
CC

Christopher Costa

Florida·CRD #5638743
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher C Phillips

California·CRD #5681070
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CC

Christopher Craig

Texas·CRD #7596467
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
1
Exams
5
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Craig O'Neill

New York·CRD #4711177
Dual-registered

Dual-registered at HILTON CAPITAL MANAGEMENT, LLC

Experience
22 yrs
States
1
Exams
9
Since
2004
Est. fee
AUM
Minimum
$250k
View profile
CC

Christopher Craig Pollard

New York·CRD #5603384
Dual-registered

Dual-registered at GREAT PATH PLANNING

Experience
17 yrs
States
2
Exams
5
Since
2009
Est. fee
Hourly / Flat Fee
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CC

Christopher Craig Tripe

Kansas·CRD #5973792
Dual-registered

Dual-registered at UNITED CAPITAL MANAGEMENT OF KANSAS, INC.

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25k
View profile
CC

Christopher Crawford

Kansas·CRD #6307097
Dual-registered

Dual-registered at KORNITZER CAPITAL MANAGEMENT, INC.

Experience
12 yrs
States
1
Exams
4
Since
2014
Fee
AUM / Flat Fee
Minimum
$500k
View profile
CC

Christopher Cruz Brooks

Georgia·CRD #7191509
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CC

Christopher C Spencer

New Jersey·CRD #4188145
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Christopher Curtis Kempton

New York·CRD #2132374
Dual-registered

Dual-registered at WELLTH ADVISORY SERVICES, LLC

Experience
35 yrs
States
2
Exams
5
Since
1991
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Christopher C Westphal

Florida·CRD #6286810
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
1
Exams
4
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher C Wheaton

California·CRD #2461422
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
16 yrs
States
2
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CC

Christopher C Wolff

New Jersey·CRD #5409870
Dual-registered

Dual-registered at GALLAGHER FIDUCIARY ADVISORS, LLC

Experience
18 yrs
States
3
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Christopher Cybulski

Texas·CRD #6563723
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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