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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CC

Christopher Charles Fess

Texas·CRD #1335361
Dual-registered

Dual-registered at KCD FINANCIAL, INC.

Experience
33 yrs
States
1
Exams
6
Since
1993
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
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CC

Christopher Charles Geczy

Pennsylvania·CRD #5699978
IA Rep

Investment Adviser Rep at FOREFRONT ANALYTICS, LLC

Experience
16 yrs
States
1
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$50k
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CC

Christopher Charles Geraci

New Jersey·CRD #7248421
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
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CC

Christopher Charles Graham

New York·CRD #6854596
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
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CC

Christopher Charles Hais

Florida·CRD #5422148
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
7
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CC

Christopher Charles Kichurchak

Ohio·CRD #4707675
Dual-registered

Dual-registered at INDEPENDENCE WEALTH ADVISORS, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Flat Fee
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CC

Christopher Charles Porpiglia

New York·CRD #5613761
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
16 yrs
States
3
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
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CC

Christopher Charles White

New York·CRD #2302463
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Charles Wilson

Michigan·CRD #4556248
Dual-registered

Dual-registered at STRUCTURED WEALTH MANAGEMENT, INC.

Experience
6 yrs
States
2
Exams
4
Since
2020
Fee
AUM / Other
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CC

Christopher Chase Larsen

Texas·CRD #7410966
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
2
Exams
3
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Chatham Magee

Texas·CRD #5598843
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Chea Stewart

Alabama·CRD #3144075
Dual-registered

Dual-registered at CENTAURUS FINANCIAL, INC.

Experience
28 yrs
States
3
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CC

Christopher Cirri III

New Jersey·CRD #6514513
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Est. fee
AUM / Hourly / Flat Fee
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CC

Christopher Clarke Gilmor

California·CRD #1701597
Dual-registered

Dual-registered at STANSBERRY ASSET MANAGEMENT, LLC

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM
Minimum
$500k
View profile
CC

Christopher Clawson

Texas·CRD #7950516
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Flat Fee
View profile
CC

Christopher Clay King

Texas·CRD #2841629
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
29 yrs
States
1
Exams
8
Since
1997
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
CC

Christopher C Leigh

South Carolina·CRD #6309952
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Clement Sherer

Florida·CRD #1431750
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
36 yrs
States
1
Exams
6
Since
1990
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CC

Christopher Cline Freimuth

Colorado·CRD #2195430
Dual-registered

Dual-registered at ALPHACORE CAPITAL LLC

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
CC

Christopher Cochran

New York·CRD #6424481
Dual-registered

Dual-registered at PINNACLE ASSOCIATES, LTD.

Experience
11 yrs
States
1
Exams
5
Since
2015
Est. fee
AUM / Flat Fee
Minimum
$1.0M
View profile
CC

Christopher Codeanne

Connecticut·CRD #7979648
IA Rep

Investment Adviser Rep at SYMMETRY PARTNERS

Experience
2 yrs
States
1
Exams
1
Since
2024
Est. fee
AUM / Other
Minimum
$5k
View profile
CC

Christopher Cody Bach

Florida·CRD #6880974
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Cody Bagwell

Illinois·CRD #6720862
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Christopher Cole Morgan

Arkansas·CRD #7571822
Dual-registered

Dual-registered at GILLILAND JETER WEALTH MANAGEMENT, LLC

Experience
4 yrs
States
1
Exams
3
Since
2022
Fee
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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