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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CJ

Christopher James Sullivan

California·CRD #6980734
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Christopher James Thomson

South Carolina·CRD #6721482
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Christopher James Walsh

Maryland·CRD #1908417
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
37 yrs
States
2
Exams
3
Since
1989
Est. fee
AUM / Commission / Flat Fee
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CJ

Christopher James Wolfe

Connecticut·CRD #2055127
Dual-registered

Dual-registered at GC WEALTH MANAGEMENT RIA, LLC

Experience
26 yrs
States
1
Exams
10
Since
2000
Est. fee
AUM / Flat Fee
View profile
CJ

Christopher James Wolfe

New York·CRD #4217247
IA Rep

Investment Adviser Rep at VANDERBILT ADVISORY SERVICES

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Christopher Jarod Norman

Illinois·CRD #5979498
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
15 yrs
States
2
Exams
5
Since
2011
Est. fee
AUM / Other
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CJ

Christopher Jason Barrett

North Carolina·CRD #5191257
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Other
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CJ

Christopher Jason Farmer

Alabama·CRD #4600275
Dual-registered

Dual-registered at VANDERBILT ADVISORY SERVICES

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Christopher Jason Mann

North Carolina·CRD #2417287
Dual-registered

Dual-registered at TITLEIST ASSET MANAGEMENT, LLC

Experience
32 yrs
States
1
Exams
8
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Christopher Jason Olivarez

California·CRD #6012410
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
14 yrs
States
1
Exams
3
Since
2012
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CJ

Christopher Jay Buck

Ohio·CRD #2625902
Dual-registered

Dual-registered at MCKINLEY CARTER WEALTH SERVICES, INC.

Experience
20 yrs
States
2
Exams
2
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Christopher Jay Cowart

Georgia·CRD #2983425
Dual-registered

Dual-registered at ADVOCACY WEALTH MANAGEMENT, LLC

Experience
26 yrs
States
2
Exams
7
Since
2000
Est. fee
AUM
View profile
CJ

Christopher Jay Kuipers

Illinois·CRD #7752402
IA Rep

Investment Adviser Rep at ARETE WEALTH ADVISORS, LLC

Experience
2 yrs
States
2
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
View profile
CJ

Christopher J Barber

Arkansas·CRD #2255010
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
34 yrs
States
10
Exams
9
Since
1992
Est. fee
AUM / Hourly / Flat Fee
View profile
CJ

Christopher J Battaglia

Connecticut·CRD #6049928
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
3
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Christopher J Bostock

Indiana·CRD #1222028
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
3
Exams
11
Since
1983
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Christopher J Brown

California·CRD #8201608
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Christopher J Calandra

Connecticut·CRD #2253639
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
34 yrs
States
4
Exams
6
Since
1992
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Christopher J Coble

California·CRD #4935753
Dual-registered

Dual-registered at RIDGECREST WEALTH PARTNERS, LLC

Experience
11 yrs
States
6
Exams
5
Since
2015
Est. fee
AUM / Flat Fee
View profile
CJ

Christopher J Collins

Florida·CRD #2335906
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
32 yrs
States
3
Exams
4
Since
1994
Est. fee
AUM / Flat Fee
View profile
CJ

Christopher J Compton

Alabama·CRD #4804076
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
22 yrs
States
4
Exams
5
Since
2004
Fee
AUM / Hourly / Flat Fee
View profile
CJ

Christopher J Connett

Florida·CRD #8140384
IA Rep

Investment Adviser Rep at PROFESSIONAL ADVISORY SERVICES INC

Experience
1 yrs
States
1
Since
2025
Fee
AUM
Minimum
$500k
View profile
CJ

Christopher J Day

Texas·CRD #4672469
Dual-registered

Dual-registered at DAYS GLOBAL ADVISORS

Experience
8 yrs
States
1
Exams
2
Since
2018
Est. fee
AUM / Performance-based / Other
Minimum
$1.0M
View profile
CJ

Christopher J Dennis

Texas·CRD #5268316
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
19 yrs
States
1
Exams
5
Since
2007
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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