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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CJ

Christopher J Vasquez

Texas·CRD #5878264
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Christopher J Vieth

Ohio·CRD #6741348
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
9 yrs
States
1
Exams
5
Since
2017
Fee
AUM / Other
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CJ

Christopher J Villaflor

California·CRD #7624150
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
5
Since
2022
Est. fee
AUM / Commission / Flat Fee
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CJ

Christopher J White

California·CRD #6879879
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
3
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
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CJ

Christopher J Wittman

Washington·CRD #4156743
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
5
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Christopher J Wright

Florida·CRD #6148194
Dual-registered

Dual-registered at INSPIRE ADVISORS, LLC

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM
View profile
CK

Christopher Kaburn Cash

Arkansas·CRD #2276196
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
32 yrs
States
1
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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CK

Christopher Kadowaki

Colorado·CRD #6367668
IA Rep

Investment Adviser Rep at AVANTAX PLANNING PARTNERS, INC.

Experience
6 yrs
States
2
Exams
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
CK

Christopher Karch Keller

Arizona·CRD #7801634
Dual-registered

Dual-registered at ASSETMARK, INC.

Experience
2 yrs
States
1
Exams
4
Since
2024
Est. fee
AUM / Flat Fee
View profile
CK

Christopher Karl Gaffney

Massachusetts·CRD #2896156
Dual-registered

Dual-registered at PEAK FINANCIAL MANAGEMENT INC

Experience
20 yrs
States
2
Exams
5
Since
2006
Est. fee
AUM / Hourly
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CK

Christopher Karrick

Illinois·CRD #7132342
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
6 yrs
States
1
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CK

Christopher K Costello

Kansas·CRD #2630844
Dual-registered

Dual-registered at CURTIS CAPITAL ADVISORS

Experience
24 yrs
States
2
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
CK

Christopher Keith Huggins

Texas·CRD #4131401
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Christopher Keith Maloney

Texas·CRD #6667424
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
1
Exams
4
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Christopher Kelly Larson

Texas·CRD #7804049
IA Rep

Investment Adviser Rep at CENTENNIAL ADVISORS, LLC

Experience
3 yrs
States
1
Exams
1
Since
2023
Est. fee
AUM / Flat Fee
View profile
CK

Christopher Kenn Demarchi

New York·CRD #7677287
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Christopher Kenneth Buelta

Massachusetts·CRD #3132755
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CK

Christopher Kenneth Cox

Kentucky·CRD #7620517
IA Rep

Investment Adviser Rep at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Other
View profile
CK

Christopher Kenny

Nebraska·CRD #6761992
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
9 yrs
States
2
Exams
5
Since
2017
Est. fee
AUM / Flat Fee
View profile
CK

Christopher Kenya Ishii

California·CRD #6639371
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CK

Christopher Kevin Combs

California·CRD #2513134
Dual-registered

Dual-registered at SILICON VALLEY CAPITAL PARTNERS, L.P.

Experience
29 yrs
States
2
Exams
2
Since
1997
Est. fee
AUM
View profile
CK

Christopher Keys

California·CRD #4060545
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
CK

Christopher Kier Mais

California·CRD #2449031
IA Rep

Investment Adviser Rep at THE CHARTIST

Experience
29 yrs
States
2
Exams
3
Since
1997
Fee
AUM / Subscription
Minimum
$50k
View profile
CK

Christopher Kim

New Jersey·CRD #6948814
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
6
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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