Christopher Karl Gaffney
Investment Adviser Representative at PEAK FINANCIAL MANAGEMENT INC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Christopher Karl Gaffney has worked in the securities industry since 2006. They have passed the Series 65, 63, 31, 9, and 7 examinations. They are registered to provide investment advisory services in Massachusetts and Texas.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| $1,000,000 and Under | 0.95% |
| $1,000,001 to $3,000,000 | 0.85% |
| $3,000,001 and Over | 0.75% |
PEAK Financial Management Inc Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Other advisors at PEAK FINANCIAL MANAGEMENT INC
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Karl Gaffney has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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