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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Christopher Michael Mullan

Tennessee·CRD #8228672
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher Michael Mullen

Colorado·CRD #712747
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
46 yrs
States
2
Exams
6
Since
1980
Est. fee
AUM / Commission / Flat Fee
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CM

Christopher Michael Nelson

Wisconsin·CRD #6317434
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
12 yrs
States
1
Exams
7
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CM

Christopher Michael Ochlan

New Jersey·CRD #2949140
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
2
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CM

Christopher Michael Ortiz

Florida·CRD #2858626
Dual-registered

Dual-registered at ARETE WEALTH ADVISORS, LLC

Experience
28 yrs
States
4
Exams
9
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Performance-based / Other
Minimum
$50k
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CM

Christopher Michael Payton

Maryland·CRD #7096408
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
6
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher Michael Prado

Ohio·CRD #3095346
Dual-registered

Dual-registered at ELLSWORTH ADVISORS, LLC

Experience
28 yrs
States
2
Exams
6
Since
1998
Est. fee
AUM / Flat Fee
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CM

Christopher Michael Ratineri

Connecticut·CRD #4144494
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
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CM

Christopher Michael Reisdorf

Minnesota·CRD #4408884
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
25 yrs
States
2
Exams
4
Since
2001
Fee
AUM / Hourly / Flat Fee
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CM

Christopher Michael Rice

Pennsylvania·CRD #3221078
Dual-registered

Dual-registered at SEI INVESTMENTS MANAGEMENT CORP

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$25.0M
View profile
CM

Christopher Michael Rios

Florida·CRD #6073683
Dual-registered

Dual-registered at IFG ADVISORY, LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Michael Rogers

Texas·CRD #4772321
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Flat Fee
View profile
CM

Christopher Michael Rossi

Florida·CRD #1076673
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
3
Exams
8
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher Michael Ruhnke

Missouri·CRD #8260041
Dual-registered

Dual-registered at VESTGEN ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Michael Ryan

North Carolina·CRD #3255875
IA Rep

Investment Adviser Rep at FINANCIAL SECURITY ADVISORY INC

Experience
27 yrs
States
2
Exams
4
Since
1999
Est. fee
AUM / Hourly
View profile
CM

Christopher Michael Saras

Iowa·CRD #5442781
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Michael Schleder

California·CRD #5288022
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Fee
AUM / Other
View profile
CM

Christopher Michael Schneider

Maryland·CRD #5106538
Dual-registered

Dual-registered at TRIBRIDGE PARTNERS FINANCIAL LLC

Experience
20 yrs
States
1
Exams
5
Since
2006
Est. fee
AUM / Flat Fee
View profile
CM

Christopher Michael Sheehan

Massachusetts·CRD #4009123
Dual-registered

Dual-registered at FLAGSHIP HARBOR ADVISORS, LLC

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Michael Shuba

California·CRD #4031188
Dual-registered

Dual-registered at CLEAR CREEK FINANCIAL MANAGEMENT, LLC

Experience
15 yrs
States
1
Exams
5
Since
2011
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Michael Spence

California·CRD #4460841
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
2
Exams
3
Since
1997
Est. fee
AUM / Flat Fee
View profile
CM

Christopher Michael Still

Florida·CRD #6600851
IA Rep

Investment Adviser Rep at FINANCIAL ADVISORY CORPORATION

Experience
10 yrs
States
2
Since
2016
Fee
AUM / Hourly / Flat Fee / Other
View profile
CM

Christopher Michael Stone

New York·CRD #3080500
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CM

Christopher Michael Swick

Rhode Island·CRD #6216662
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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