AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Christopher Michael Frost

Minnesota·CRD #4072321
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
25 yrs
States
1
Exams
5
Since
2001
Fee
AUM / Other
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CM

Christopher Michael Gee

North Carolina·CRD #4254547
Dual-registered

Dual-registered at ALLY INVEST ADVISORS

Experience
25 yrs
States
1
Exams
6
Since
2001
Fee
AUM
Minimum
$100k
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CM

Christopher Michael Grady

North Carolina·CRD #5678108
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
2
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
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CM

Christopher Michael Guest

Ohio·CRD #8095426
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
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CM

Christopher Michael Harmon

New York·CRD #8218002
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
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CM

Christopher Michael Heinlein

Connecticut·CRD #4539337
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
24 yrs
States
3
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
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CM

Christopher Michael Heying

Texas·CRD #2740119
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
30 yrs
States
2
Exams
6
Since
1996
Fee
AUM / Other
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CM

Christopher Michael Hyzy

Connecticut·CRD #2181087
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
34 yrs
States
4
Exams
6
Since
1992
Est. fee
AUM / Commission / Flat Fee
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CM

Christopher Michael Ingemie

New Jersey·CRD #4948639
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
3
Exams
4
Since
2006
Est. fee
AUM / Commission / Flat Fee
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CM

Christopher Michael Johnson

California·CRD #5584220
Dual-registered

Dual-registered at MARINER ADVISOR NETWORK

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
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CM

Christopher Michael Johnston

New York·CRD #2408681
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
5
Since
1993
Est. fee
AUM / Commission / Flat Fee
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CM

Christopher Michael Kenny

Louisiana·CRD #4046063
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
21 yrs
States
2
Exams
4
Since
2005
Fee
AUM / Hourly / Flat Fee
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CM

Christopher Michael Knappstein

Illinois·CRD #4538781
Dual-registered

Dual-registered at 1834 INVESTMENT ADVISORS CO.

Experience
15 yrs
States
1
Exams
4
Since
2011
Est. fee
AUM / Flat Fee
Minimum
$500k
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CM

Christopher Michael Kostiz

Michigan·CRD #2425265
IA Rep

Investment Adviser Rep at ADVANCE CAPITAL MANAGEMENT INC

Experience
31 yrs
States
1
Exams
4
Since
1995
Est. fee
AUM / Flat Fee
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CM

Christopher Michael Lamarca

Connecticut·CRD #4357777
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
3
Exams
7
Since
2007
Est. fee
AUM / Commission / Flat Fee
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CM

Christopher Michael Leary

Maryland·CRD #6721337
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
6 yrs
States
1
Exams
4
Since
2020
Est. fee
AUM / Flat Fee
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CM

Christopher Michael Leaverton

Texas·CRD #5146544
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
20 yrs
States
2
Exams
3
Since
2006
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CM

Christopher Michael Link

Minnesota·CRD #4739226
Dual-registered

Dual-registered at SILVEROAK WEALTH MANAGEMENT LLC

Experience
2 yrs
States
1
Exams
2
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
CM

Christopher Michael Longly

Kansas·CRD #6318061
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
3
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher Michael Mayer

Pennsylvania·CRD #7436084
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Christopher Michael Mizzi

Michigan·CRD #2335020
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
3
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher Michael Mooney

Maryland·CRD #5558112
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Michael Mulch

Florida·CRD #7554213
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
3 yrs
States
1
Exams
6
Since
2023
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Michael Mullady

N/A·CRD #8168066
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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