AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CN

Christopher Neal Alderson

New York·CRD #4589415
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
23 yrs
States
2
Exams
4
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
CN

Christopher Neal Brown

Maryland·CRD #2788527
Dual-registered

Dual-registered at IVY LEAGUE FINANCIAL ADVISORS LLC

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
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CN

Christopher Neal Carter

Kansas·CRD #7407465
IA Rep

Investment Adviser Rep at KORNITZER CAPITAL MANAGEMENT, INC.

Experience
5 yrs
States
1
Since
2021
Fee
AUM / Flat Fee
Minimum
$500k
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CN

Christopher Neam Rosamond

Illinois·CRD #4119239
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Flat Fee
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CN

Christopher Neil Sutherland

Massachusetts·CRD #5385717
Dual-registered

Dual-registered at APPLETON PARTNERS, INC.

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM
Minimum
$2.0M
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CN

Christopher Neil Williams

Florida·CRD #2955577
Dual-registered

Dual-registered at UNITED BROKERAGE SERVICES INC

Experience
27 yrs
States
6
Exams
5
Since
1999
Est. fee
AUM
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CN

Christopher Nelson Barnes

Maryland·CRD #4334057
Dual-registered

Dual-registered at THE MARSHALL FINANCIAL GROUP LLC

Experience
23 yrs
States
2
Exams
3
Since
2003
Est. fee
AUM / Subscription
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CN

Christopher Neville Ishack

Connecticut·CRD #5763357
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
4
Exams
5
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Christopher N Ferrara

Missouri·CRD #2928651
Dual-registered

Dual-registered at FYRA CAPITAL MANAGEMENT

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Hourly / Flat Fee
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CN

Christopher Nguyen

Virginia·CRD #7004977
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
8 yrs
States
1
Exams
1
Since
2018
Est. fee
AUM / Flat Fee
View profile
CN

Christopher Nicholas Russak

California·CRD #2602492
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
2
Exams
4
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Christopher Nicholas Stuppi

New Jersey·CRD #3025360
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
4
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Christopher Nicholas Van Horn

Ohio·CRD #5129488
Dual-registered

Dual-registered at CONCURRENT INVESTMENT ADVISORS, LLC

Experience
20 yrs
States
1
Exams
10
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
CN

Christopher Nichollas Macceo Hill

Florida·CRD #6779824
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Christopher Nisbet Cates

New Mexico·CRD #2783272
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Flat Fee
View profile
CN

Christopher Nmn Fleurat

Alabama·CRD #5279062
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
16 yrs
States
3
Exams
4
Since
2010
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CN

Christopher Noah Myers

Missouri·CRD #7733101
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
3 yrs
States
1
Exams
5
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CN

Christopher Noel Sprau

Minnesota·CRD #4179609
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
View profile
CN

Christopher Nolan

California·CRD #7862194
IA Rep

Investment Adviser Rep at LIDO

Experience
2 yrs
States
3
Exams
1
Since
2024
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CN

Christopher Nontas Limazopoulos

Texas·CRD #7435328
Dual-registered

Dual-registered at INVESCO ADVISERS, INC.

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Performance-based
Minimum
$50.0M
View profile
CO

Christopher Oerman

California·CRD #5915986
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
6
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CO

Christopher O Glass

Illinois·CRD #4538749
Dual-registered

Dual-registered at WILLIAM BLAIR & COMPANY L.L.C.

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Flat Fee
View profile
CO

Christopher Ohjoon Kwon

Pennsylvania·CRD #5397301
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
18 yrs
States
2
Exams
6
Since
2008
Est. fee
AUM / Hourly / Flat Fee
View profile
CO

Christopher Oleary

Texas·CRD #7722936
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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