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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CM

Christopher M Maxey

Florida·CRD #6899128
Dual-registered

Dual-registered at CONTINUUM ADVISORY, LLC

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher M Miller

Texas·CRD #5106831
Dual-registered

Dual-registered at VICTORY CAPITAL MANAGEMENT INC.

Experience
20 yrs
States
1
Exams
6
Since
2006
Fee
AUM / Flat Fee / Performance-based
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CM

Christopher M Miller

Missouri·CRD #5899552
Dual-registered

Dual-registered at CORE PLANNING

Experience
9 yrs
States
1
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
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CM

Christopher M Mueller

Illinois·CRD #5024373
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
3
Exams
5
Since
2006
Est. fee
AUM / Commission / Flat Fee
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CM

Christopher Moen

North Dakota·CRD #7428956
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CM

Christopher M Olson

New Jersey·CRD #4278682
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
2
Exams
4
Since
2000
Est. fee
AUM / Flat Fee
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CM

Christopher Moore Swatta

Maryland·CRD #6134384
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
14 yrs
States
2
Exams
3
Since
2012
Est. fee
AUM / Flat Fee
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CM

Christopher Moore Travers

Pennsylvania·CRD #1563648
Dual-registered

Dual-registered at LOGAN CAPITAL MANAGEMENT, INC.

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
CM

Christopher Moreno

Illinois·CRD #4493042
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
23 yrs
States
1
Exams
8
Since
2003
Est. fee
AUM / Other
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CM

Christopher Morgan Knox

South Carolina·CRD #7270394
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Christopher Morgan McCreath

California·CRD #5761786
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher M Pifer

District Of Columbia·CRD #7950625
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
2 yrs
States
4
Exams
5
Since
2024
Est. fee
AUM / Flat Fee
View profile
CM

Christopher M Pinckney

Florida·CRD #5580406
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher M Riley

New Jersey·CRD #3106510
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
3
Exams
9
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher M Sabatini

Michigan·CRD #6697857
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
10 yrs
States
1
Exams
3
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Christopher M Stout

Virginia·CRD #8295390
IA Rep

Investment Adviser Rep at ALPHASTAR CAPITAL MANAGEMENT

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher M Tarnowski

New Jersey·CRD #3153945
IA Rep

Investment Adviser Rep at HORNOR, TOWNSEND & KENT, LLC

Experience
7 yrs
States
1
Exams
4
Since
2019
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CM

Christopher Mundt Lamb

Michigan·CRD #2412619
Dual-registered

Dual-registered at OLD MISSION INVESTMENT COMPANY, LLC

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile
CM

Christopher Murphy Rich

Arizona·CRD #2257263
IA Rep

Investment Adviser Rep at TRIBECA FINANCIAL, LLC

Experience
21 yrs
States
1
Exams
2
Since
2005
Est. fee
AUM / Other
View profile
CM

Christopher M Walters

Connecticut·CRD #6314628
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
3
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Christopher M Wood

Pennsylvania·CRD #5012775
IA Rep

Investment Adviser Rep at CABIN ADVISORS, LLC

Experience
2 yrs
States
2
Exams
4
Since
2024
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CM

Christopher M Zafiriou

Pennsylvania·CRD #3021575
IA Rep

Investment Adviser Rep at FLAX POND CAPITAL, LLC

Experience
3 yrs
States
1
Since
2023
Est. fee
AUM / Hourly
View profile
CN

Christopher Nardone

Connecticut·CRD #4652723
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
23 yrs
States
1
Exams
5
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CN

Christopher Nathanael Blair

Texas·CRD #1923588
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
6
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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