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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CP

Christopher Penfield

Maine·CRD #5498596
IA Rep

Investment Adviser Rep at HIGHTOWER ADVISORS, LLC

Experience
15 yrs
States
2
Exams
1
Since
2011
Est. fee
AUM / Hourly / Flat Fee / Other
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CP

Christopher Pennock Hart

Nebraska·CRD #2789428
Dual-registered

Dual-registered at ORION PORTFOLIO SOLUTIONS, LLC

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Flat Fee / Performance-based
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CP

Christopher Perras

Texas·CRD #2401654
Dual-registered

Dual-registered at OAK HARVEST INVESTMENT SERVICES

Experience
12 yrs
States
1
Exams
2
Since
2014
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
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CP

Christopher Pesota

Maryland·CRD #6684235
Dual-registered

Dual-registered at CORNERSTONE ADVISORY

Experience
10 yrs
States
1
Exams
3
Since
2016
Fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
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CP

Christopher Peter Carpou

California·CRD #1238479
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
6
Since
1984
Est. fee
AUM / Commission / Flat Fee
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CP

Christopher Peter Klavins

Oregon·CRD #4427575
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
24 yrs
States
2
Exams
4
Since
2002
Est. fee
AUM / Flat Fee
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CP

Christopher Peter McFadden

Connecticut·CRD #2837091
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
29 yrs
States
1
Exams
3
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Other
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CP

Christopher Peter Underhill

Connecticut·CRD #2976049
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
17 yrs
States
3
Exams
5
Since
2009
Est. fee
AUM / Commission / Flat Fee
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CP

Christopher Petrollese

New York·CRD #8158660
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
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CP

Christopher Peyton Maxfield

California·CRD #7703701
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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CP

Christopher P Foster

Arkansas·CRD #5533720
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
4
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Christopher P Gullotti

Massachusetts·CRD #4622376
Dual-registered

Dual-registered at CANBY FINANCIAL ADVISORS

Experience
23 yrs
States
1
Exams
3
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Christopher P. Hensley

New Jersey·CRD #4513659
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
4
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Christopher Philip Ervin

Colorado·CRD #5558801
IA Rep

Investment Adviser Rep at SUMMIT GLOBAL INVESTMENTS, LLC

Experience
18 yrs
States
2
Exams
4
Since
2008
Fee
AUM / Performance-based / Other
View profile
CP

Christopher Philip Mittleman

New York·CRD #2078183
Dual-registered

Dual-registered at MITTLEMAN VALUE PARTNERS LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Performance-based
View profile
CP

Christopher Phillips

Texas·CRD #6702219
IA Rep

Investment Adviser Rep at MARTIN CAPITAL ADVISORS, LLP

Experience
9 yrs
States
1
Exams
1
Since
2017
Est. fee
AUM
Minimum
$1.0M
View profile
CP

Christopher Phillips

West Virginia·CRD #8090805
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Other
View profile
CP

Christopher P Kirby

Nebraska·CRD #4128548
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CP

Christopher P Kurtz

Kentucky·CRD #4214710
Dual-registered

Dual-registered at REDHAWK WEALTH ADVISORS, INC.

Experience
26 yrs
States
3
Exams
3
Since
2000
Est. fee
AUM / Flat Fee
Minimum
$1k
View profile
CP

Christopher P Macnamara

District Of Columbia·CRD #2639899
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
31 yrs
States
5
Exams
5
Since
1995
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Christopher P O'Keefe

Pennsylvania·CRD #2743905
IA Rep

Investment Adviser Rep at LOGAN CAPITAL MANAGEMENT, INC.

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Flat Fee
Minimum
$2.0M
View profile
CP

Christopher Pokrzywinski

Minnesota·CRD #3185292
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
3
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CP

Christopher Powell Hill

Florida·CRD #2163742
Dual-registered

Dual-registered at ON INVESTMENT MANAGEMENT CO

Experience
32 yrs
States
11
Exams
6
Since
1994
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Christopher Power Jones

Georgia·CRD #6383340
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisors - Page 652 | AdvisorFinder