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Christopher Pennock Hart

Investment Adviser Representative at ORION PORTFOLIO SOLUTIONS, LLC

Berwyn, PACRD #2789428Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
2 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
NebraskaPennsylvania
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/4/2000
Series 63
Uniform Securities Agent State Law Examination
Passed 8/28/1997
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/20/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $100,000.000.35%
$100,000.01 to $250,000.000.30%
$250,000.01 to $1 million0.20%
Over $1 million0.10%
Source

Orion Portfolio Solutions, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

ORION PORTFOLIO SOLUTIONS, LLCCurrent
1/17/2023Berwyn, PA
ORION PORTFOLIO SOLUTIONS, LLC
1/12/20221/6/2023Berwyn, PA
BRINKER CAPITAL INVESTMENTS, LLC.
10/19/202012/31/2021Berwyn, PA
BRINKER CAPITAL INC
2/12/201410/16/2020Berwyn, PA
MORGAN STANLEY
6/1/20094/19/2013Purchase, NY
CITIGROUP GLOBAL MARKETS INC.
1/17/20076/1/2009Wilmington, DE
HAVERFORD FINANCIAL SERVICES, INC.
7/14/20042/7/2006Radnor, PA
DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION
6/27/200212/17/2002Bala Cynwyd, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Christopher Pennock Hart has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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