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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CT

Christopher Taylor Cooper

Missouri·CRD #4120901
Dual-registered

Dual-registered at FORTIS CAPITAL ADVISORS, LLC

Experience
5 yrs
States
1
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Christopher T Borowiec

Connecticut·CRD #5703004
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
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CT

Christopher T. Cudeyro

Florida·CRD #7225379
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
5 yrs
States
3
Exams
3
Since
2021
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CT

Christopher T Dunham

Nebraska·CRD #5475326
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
17 yrs
States
1
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
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CT

Christopher Terence Jeacock

Alabama·CRD #6607899
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Christopher Terrence Jennings

Arizona·CRD #6524291
Dual-registered

Dual-registered at TITLEIST ASSET MANAGEMENT, LLC

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Hourly / Flat Fee
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CT

Christopher Thomas Andolina

New York·CRD #8088935
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Christopher Thomas Assad

Massachusetts·CRD #8257264
IA Rep

Investment Adviser Rep at MONTIS FINANCIAL, LLC

States
1
Since
2026
Fee
AUM / Hourly / Flat Fee / Other
View profile
CT

Christopher Thomas Bakken

Michigan·CRD #8319232
IA Rep

Investment Adviser Rep at STRICKLER INVESTMENT SERVICES, LLC

States
1
Exams
1
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
View profile
CT

Christopher Thomas Bauer

Ohio·CRD #6095441
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Christopher Thomas Bova

Connecticut·CRD #7776829
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
3 yrs
States
4
Exams
3
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CT

Christopher Thomas Brady

Florida·CRD #2854004
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
29 yrs
States
6
Exams
6
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CT

Christopher Thomas Casanega

California·CRD #5014713
IA Rep

Investment Adviser Rep at SHARPER & GRANITE LLC

Experience
12 yrs
States
1
Exams
1
Since
2014
Est. fee
AUM
Minimum
$250k
View profile
CT

Christopher Thomas Gillon

California·CRD #2463398
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
5
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CT

Christopher Thomas Hartrich

Missouri·CRD #3146377
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CT

Christopher Thomas McDowall

Puerto Rico·CRD #2729031
Dual-registered

Dual-registered at ATON FINANCIAL LLC

Experience
29 yrs
States
1
Exams
4
Since
1997
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CT

Christopher Thomas Miller

California·CRD #3065692
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
28 yrs
States
3
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Christopher Thomas Miller

California·CRD #4044818
Dual-registered

Dual-registered at EMERSON EQUITY LLC

Experience
24 yrs
States
1
Exams
6
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Christopher Thomas Musto

Florida·CRD #3027519
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
4
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Christopher Thomas Pessotti

Massachusetts·CRD #7048901
IA Rep

Investment Adviser Rep at INDEPENDENCE FINANCIAL ADVISORS, LLC

Experience
7 yrs
States
2
Exams
1
Since
2019
Est. fee
AUM / Hourly / Other
View profile
CT

Christopher Thomas Ryan

New Jersey·CRD #5091697
Dual-registered

Dual-registered at HENNION & WALSH ASSET MANAGEMENT, INC.

Experience
17 yrs
States
1
Exams
4
Since
2009
Est. fee
AUM / Commission
Minimum
$50k
View profile
CT

Christopher Thomas Seefeldt

New York·CRD #706260
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
46 yrs
States
2
Exams
4
Since
1980
Est. fee
AUM / Flat Fee
View profile
CT

Christopher Thomas Tully

New Jersey·CRD #4814705
Dual-registered

Dual-registered at EAGLE WEALTH STRATEGIES

Experience
21 yrs
States
2
Exams
6
Since
2005
Est. fee
AUM / Other
Minimum
$500k
View profile
CT

Christopher Thomas Wolfe

Oregon·CRD #3048423
IA Rep

Investment Adviser Rep at STANCORP INVESTMENT ADVISERS, INC.

Experience
27 yrs
States
1
Exams
5
Since
1999
Fee
AUM / Flat Fee / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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