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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CT

Christopher Thomas Yingling

Wisconsin·CRD #6747070
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
3 yrs
States
1
Exams
6
Since
2023
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CT

Christopher Thomson

N/A·CRD #4749056
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
19 yrs
Exams
6
Since
2007
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CT

Christopher T Jackson

Texas·CRD #6886685
IA Rep

Investment Adviser Rep at ALLWORTH FINANCIAL, L.P.

Experience
9 yrs
States
1
Since
2017
Fee
AUM / Flat Fee / Performance-based
View profile
CT

Christopher T Kenney

New York·CRD #7992959
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
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CT

Christopher Todd Angle

Connecticut·CRD #3149166
Dual-registered

Dual-registered at HERITAGE CAPITAL, LLC

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Hourly
Minimum
$500k
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CT

Christopher Todd Brittingham

Michigan·CRD #6716827
Dual-registered

Dual-registered at DIVERSIFIED PORTFOLIOS, INC.

Experience
3 yrs
States
1
Exams
5
Since
2023
Est. fee
AUM
Minimum
$1.0M
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CT

Christopher Todd Drawbaugh

Maryland·CRD #3245367
Dual-registered

Dual-registered at B. RILEY WEALTH ADVISORS, INC.

Experience
27 yrs
States
1
Exams
5
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
View profile
CT

Christopher Todd Holder

Alabama·CRD #2444532
Dual-registered

Dual-registered at SOUTHERN FINANCIAL GROUP, LLC

Experience
32 yrs
States
3
Exams
4
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
CT

Christopher Todd Massey

Virginia·CRD #8001573
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
2 yrs
States
1
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Christopher Todd McClure

California·CRD #2552978
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
32 yrs
States
2
Exams
5
Since
1994
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CT

Christopher Todd Puckett

Louisiana·CRD #7698817
IA Rep

Investment Adviser Rep at WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Experience
3 yrs
States
2
Exams
1
Since
2023
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CT

Christopher Todd Russell

Tennessee·CRD #5145932
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
1
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CT

Christopher Todd Ure

Florida·CRD #3120531
Dual-registered

Dual-registered at HIGHTOWER ADVISORS, LLC

Experience
28 yrs
States
1
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CT

Christopher Toulmin Sargent

Connecticut·CRD #7146718
IA Rep

Investment Adviser Rep at BRADLEY FOSTER & SARGENT INC

Experience
4 yrs
States
5
Exams
1
Since
2022
Est. fee
AUM / Flat Fee
View profile
CT

Christopher Tran Myrick Ctm

Texas·CRD #6779072
IA Rep

Investment Adviser Rep at OAK HARVEST INVESTMENT SERVICES

Experience
9 yrs
States
1
Exams
1
Since
2017
Fee
AUM / Hourly / Flat Fee
Minimum
$500k
View profile
CT

Christopher Tryon Cloutier

Massachusetts·CRD #1854056
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
36 yrs
States
2
Exams
4
Since
1990
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Christopher Tsong-Kai Wu

New York·CRD #5364477
IA Rep

Investment Adviser Rep at SPARKLINE CAPITAL LP

Experience
5 yrs
States
1
Exams
2
Since
2021
Est. fee
AUM / Performance-based / Other
Minimum
$250k
View profile
CT

Christopher T Tierney

Texas·CRD #4029775
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
2
Exams
6
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CT

Christopher Tucciariello

New Jersey·CRD #4477613
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
24 yrs
States
3
Exams
5
Since
2002
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Christopher Tull Scriminger

Colorado·CRD #7308117
IA Rep

Investment Adviser Rep at FIRST HEARTLAND CONSULTANTS, INC.

Experience
6 yrs
States
1
Exams
1
Since
2020
Est. fee
AUM / Hourly / Flat Fee
View profile
CT

Christopher Tyler Monroe

Pennsylvania·CRD #7320387
Dual-registered

Dual-registered at ORION PORTFOLIO SOLUTIONS, LLC

Experience
4 yrs
States
1
Exams
4
Since
2022
Est. fee
AUM / Flat Fee / Performance-based
View profile
CT

Christopher Tyler Simon

Pennsylvania·CRD #2366533
IA Rep

Investment Adviser Rep at REGAL INVESTMENT ADVISORS LLC

Experience
33 yrs
States
1
Exams
3
Since
1993
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CT

Christopher Tyler Sorrow

Texas·CRD #4576613
Dual-registered

Dual-registered at PROBITY ADVISORS, INC.

Experience
23 yrs
States
1
Exams
2
Since
2003
Fee
AUM / Hourly / Flat Fee
View profile
CV

Christopher Vale

Connecticut·CRD #6167345
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
1
Exams
6
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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