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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CJ

Christoph James Kaess

Connecticut·CRD #5680259
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
3
Exams
4
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Christoph Lee Kohly

North Carolina·CRD #4837735
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
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CT

Christoph T Crane

Connecticut·CRD #5954823
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
3
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
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CG

Christos George Kyros

Illinois·CRD #2928444
IA Rep

Investment Adviser Rep at MPS-LORIA FINANCIAL PLANNERS,LLC

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Hourly
View profile
CT

Christo Terzidis

New Jersey·CRD #2827526
Dual-registered

Dual-registered at HENNION & WALSH ASSET MANAGEMENT, INC.

Experience
25 yrs
States
1
Exams
7
Since
2001
Est. fee
AUM / Commission
Minimum
$50k
View profile
CH

Christshon Hicks

North Carolina·CRD #7964843
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
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CA

Christy Ann Hayes

Texas·CRD #6221370
IA Rep

Investment Adviser Rep at ARTESA FINANCIAL GROUP

Experience
11 yrs
States
1
Exams
1
Since
2015
Est. fee
AUM
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CB

Christy Barilotti

Pennsylvania·CRD #4402246
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
25 yrs
States
2
Exams
5
Since
2001
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Christy Berglund

Texas·CRD #7425129
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
5 yrs
States
1
Exams
5
Since
2021
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Christy Davis Stoner

North Carolina·CRD #1932795
Dual-registered

Dual-registered at UWHARRIE INVESTMENT ADVISORS, INC.

Experience
36 yrs
States
1
Exams
11
Since
1990
Est. fee
AUM / Flat Fee
Minimum
$100k
View profile
CH

Christy Helmer Dryden

Georgia·CRD #7010299
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Flat Fee
View profile
CI

Christy Isordia

California·CRD #5582109
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Fee
AUM / Other
View profile
CJ

Christy J Forsythe

Minnesota·CRD #4162726
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Flat Fee
View profile
CK

Christy Kennedy Martinez

Connecticut·CRD #6949003
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
8 yrs
States
1
Exams
5
Since
2018
Est. fee
AUM / Flat Fee
View profile
CL

Christy Lee Horlacher

South Carolina·CRD #6068460
Dual-registered

Dual-registered at CAROLINA WEALTH ADVISORS

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Hourly
View profile
CL

Christy Leigh Cole

Tennessee·CRD #4314168
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
2
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Christy Lynn Coupal

Connecticut·CRD #3169809
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
1
Exams
8
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Christy Lynn Verenski

Pennsylvania·CRD #4173333
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
26 yrs
States
1
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Christy McDuffie Cerralvo

Texas·CRD #4073432
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
25 yrs
States
1
Exams
4
Since
2001
Est. fee
AUM / Flat Fee
View profile
CL

Christyn Lo

California·CRD #5202192
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
3
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CN

Christy Noel Hoekstra

Minnesota·CRD #5468424
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
15 yrs
States
1
Exams
3
Since
2011
Est. fee
AUM / Flat Fee
View profile
CO

Christy Olivia Schlegel

California·CRD #7515392
IA Rep

Investment Adviser Rep at STEWARDSHIP WEALTH MANAGEMENT SOLUTIONS

Experience
1 yrs
States
1
Exams
2
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CR

Christy Ruth Turner

Colorado·CRD #2728233
Dual-registered

Dual-registered at &PARTNERS

Experience
22 yrs
States
4
Exams
3
Since
2004
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
CS

Christy Stina

Florida·CRD #2552813
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
30 yrs
States
2
Exams
7
Since
1996
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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