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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CS

Christy Sue Hennessey

Illinois·CRD #4293568
Dual-registered

Dual-registered at FRA WEALTH MANAGEMENT LLC

Experience
14 yrs
States
2
Exams
4
Since
2012
Est. fee
AUM / Flat Fee
View profile
CV

Chris Vandusen

New Jersey·CRD #4335432
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
24 yrs
States
3
Exams
4
Since
2002
Est. fee
AUM / Flat Fee
View profile
CW

Chris W Cooper

California·CRD #3239711
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
3
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Chris Weston

Iowa·CRD #2705903
Dual-registered

Dual-registered at RIA ADVISORY GROUP, LLC

Experience
28 yrs
States
1
Exams
7
Since
1998
Est. fee
AUM
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CW

Chris W Hnatusko

Florida·CRD #6567985
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
4
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Chris William Vincent

Arkansas·CRD #4706587
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
20 yrs
States
2
Exams
4
Since
2006
Est. fee
AUM / Commission / Flat Fee
View profile
CY

Chris Y Statz

Indiana·CRD #4737844
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
19 yrs
States
2
Exams
6
Since
2007
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Chryl Curtis

Florida·CRD #6256462
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Chrystal Ann Roth

Minnesota·CRD #6898676
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Chrystal L Woollett

Pennsylvania·CRD #5256842
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
2
Exams
5
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CY

Chrystal Yvette Badillo

Texas·CRD #1385685
Dual-registered

Dual-registered at LEVEL FOUR ADVISORY SERVICES

Experience
36 yrs
States
1
Exams
10
Since
1990
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$40k
View profile
CL

Chrystina Lynn Smith

Colorado·CRD #1356155
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
5 yrs
States
1
Exams
4
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

Chrystle Lynne Vesco

Florida·CRD #5116292
Dual-registered

Dual-registered at BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$25k
View profile
CJ

Chuck J McBeain

Minnesota·CRD #4294748
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
26 yrs
States
1
Exams
3
Since
2000
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Chuck M Ives

California·CRD #2378298
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
7
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CF

Chukwuemeka Felix Orakwue

New York·CRD #8014900
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Chuling Hsiao

California·CRD #2994866
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

Experience
28 yrs
States
2
Exams
4
Since
1998
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Chun Cao

Massachusetts·CRD #4091227
IA Rep

Investment Adviser Rep at FRACTAL INVESTMENTS LLC

Experience
5 yrs
States
1
Since
2021
Est. fee
AUM
Minimum
$100k
View profile
CG

Chun Gu

California·CRD #7170192
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
7 yrs
States
1
Exams
3
Since
2019
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Chungyanjoanne Lo

California·CRD #6695547
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
5
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CY

Chung Yueh Lin

New York·CRD #4737029
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
21 yrs
States
1
Exams
4
Since
2005
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CH

Chun H Ng

California·CRD #6442617
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
5
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CW

Chunyen Wang

New Jersey·CRD #4739040
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
2
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CY

Chun Yong Liu

California·CRD #7264685
Dual-registered

Dual-registered at KOVACK ADVISORS, INC.

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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