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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CJ

Claudio Javier Messa Sanabria

Florida·CRD #5924276
Dual-registered

Dual-registered at BBVA GLOBAL WEALTH ADVISORS, INC.

Experience
12 yrs
States
2
Exams
5
Since
2014
Est. fee
AUM
Minimum
$500k
View profile
CM

Claudio Mario Mastroianni

New York·CRD #1811177
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
36 yrs
States
1
Exams
5
Since
1990
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CT

Claudio Tarchi

California·CRD #1148436
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
43 yrs
States
1
Exams
3
Since
1983
Est. fee
AUM / Commission / Flat Fee
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CT

Claudio Tavares

Rhode Island·CRD #7565505
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
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CA

Claudiu A. Barbos

Arizona·CRD #4032087
Dual-registered

Dual-registered at ACCURATE WEALTH MANAGEMENT, LLC

Experience
25 yrs
States
1
Exams
7
Since
2001
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CL

Claudiu Laurentiu Dan

North Carolina·CRD #7020676
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
7 yrs
States
2
Exams
5
Since
2019
Est. fee
AUM / Hourly / Flat Fee
View profile
CL

C Laura Crean

Delaware·CRD #1640207
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
39 yrs
States
1
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Clauter A Charleston

New Jersey·CRD #5570932
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
3
Exams
3
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Clay Alan Skurdal

Connecticut·CRD #1231804
Dual-registered

Dual-registered at RISKBRIDGE ADVISORS, LLC

Experience
41 yrs
States
3
Exams
8
Since
1985
Est. fee
AUM / Hourly / Flat Fee
Minimum
$10.0M
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CB

Clay Bryant Smith

Maryland·CRD #6968808
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Hourly / Flat Fee
View profile
CC

Clay C Palmer

Florida·CRD #5593882
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
5
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Clay Dean William Stafford

California·CRD #4559932
IA Rep

Investment Adviser Rep at NEWFRONT RETIREMENT SERVICES, INC.

Experience
24 yrs
States
1
Exams
4
Since
2002
Est. fee
AUM / Flat Fee
View profile
CG

Clay Gile Campbell

Florida·CRD #1396558
Dual-registered

Dual-registered at CAMPBELL CAPITAL MANAGEMENT INC

Experience
37 yrs
States
1
Exams
3
Since
1989
Est. fee
AUM
View profile
CK

Clay Knuth

Florida·CRD #6142215
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Clay Parker Kearney

Louisiana·CRD #2233755
Dual-registered

Dual-registered at STRATOS WEALTH PARTNERS, LTD

Experience
34 yrs
States
2
Exams
4
Since
1992
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$10k
View profile
CP

Clay Peter Hessel

Illinois·CRD #2561166
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
31 yrs
States
3
Exams
5
Since
1995
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CP

Clay P Reynolds

Ohio·CRD #8124210
IA Rep

Investment Adviser Rep at WHITAKER-MYERS WEALTH MANAGERS, LTD.

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CR

Clay Rogers

Texas·CRD #7584976
IA Rep

Investment Adviser Rep at TEAMWORK FINANCIAL ADVISORS, LLC

Experience
4 yrs
States
1
Exams
1
Since
2022
Est. fee
AUM / Flat Fee
View profile
CA

Clayton Albert Cornhall

California·CRD #4723538
Dual-registered

Dual-registered at IP FINANCIAL ADVISORY SERVICES LLC

Experience
16 yrs
States
1
Exams
6
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$25k
View profile
CA

Clayton Alexander Nash

Virginia·CRD #6519980
Dual-registered

Dual-registered at ESI FINANCIAL ADVISORS

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CA

Clayton Allen Williams

Tennessee·CRD #7387553
IA Rep

Investment Adviser Rep at STEEL GROVE CAPITAL ADVISORS, LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Est. fee
AUM / Flat Fee / Performance-based
View profile
CA

Clayton Andrew Sullivan

California·CRD #8216422
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
1
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Clayton Blakely James

Arkansas·CRD #3141669
Dual-registered

Dual-registered at STEPHENS GROUP ASSET MANAGEMENT, LLC

Experience
26 yrs
States
3
Exams
6
Since
2000
Est. fee
AUM
View profile
CB

Clayton B Millard

New York·CRD #2944234
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
28 yrs
States
2
Exams
3
Since
1998
Est. fee
AUM / Commission / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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