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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CE

Claudia Erickson

Nevada·CRD #5883827
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
14 yrs
States
4
Exams
3
Since
2012
Est. fee
AUM / Commission / Flat Fee
View profile
CG

Claudia Germann

New Jersey·CRD #5946967
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
12 yrs
States
1
Exams
3
Since
2014
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Claudia Huerta Suazo

North Carolina·CRD #8206311
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CI

Claudia Isabel Teran

Florida·CRD #5809432
Dual-registered

Dual-registered at VALOR ADVISORS LLC

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Flat Fee / Performance-based / Other
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CJ

Claudia J Peppard

New Jersey·CRD #6852530
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
7 yrs
States
4
Exams
3
Since
2019
Est. fee
AUM / Flat Fee
View profile
CL

Claudia Lisette Iribe

California·CRD #6315739
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Claudia Louise Sachs

Florida·CRD #3221619
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
27 yrs
States
1
Exams
4
Since
1999
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CL

Claudia L Seelbach

California·CRD #7668425
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Claudia Marcela Correa

Florida·CRD #6098742
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
14 yrs
States
1
Exams
7
Since
2012
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CM

Claudia Margarita Reyes

Texas·CRD #2735333
Dual-registered

Dual-registered at GFS ADVISORS LLC

Experience
17 yrs
States
1
Exams
3
Since
2009
Fee
AUM / Performance-based
View profile
CM

Claudia Marie Denton

California·CRD #1692513
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
23 yrs
States
2
Exams
5
Since
2003
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Claudia Mata

California·CRD #4792729
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
20 yrs
States
2
Exams
3
Since
2006
Fee
AUM / Other
View profile
CM

Claudia Mocan Jenkins

California·CRD #2858349
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
16 yrs
States
1
Exams
5
Since
2010
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Claudia M Vecchi

New Hampshire·CRD #5219682
Dual-registered

Dual-registered at NORTHEAST PLANNING ASSOCIATES, INC.

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Hourly / Flat Fee
View profile
CP

Claudia Paola Angeles Ponce

North Carolina·CRD #7035781
Dual-registered

Dual-registered at &PARTNERS

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
CP

Claudia Patricia Parham

Arkansas·CRD #6504859
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
4
Exams
6
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CR

Claudia Renee Kildow

Florida·CRD #7235608
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
6 yrs
States
2
Exams
5
Since
2020
Est. fee
AUM / Commission / Flat Fee
View profile
CS

Claudia Sadde

Florida·CRD #6540575
IA Rep

Investment Adviser Rep at ACTIVEST WEALTH MANAGEMENT, LLC

Experience
1 yrs
States
2
Exams
1
Since
2025
Est. fee
AUM / Flat Fee / Performance-based
View profile
CS

Claudia Suzanne Gluck

New York·CRD #1197537
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
42 yrs
States
2
Exams
3
Since
1984
Est. fee
AUM / Commission / Flat Fee
View profile
CV

Claudia Viviana Taylor

N/A·CRD #7659418
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Claudine Marie Zigmund

Connecticut·CRD #2187212
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
33 yrs
States
2
Exams
4
Since
1993
Est. fee
AUM / Commission / Flat Fee
View profile
CP

Claudine Patrice Schrock

Massachusetts·CRD #5636384
IA Rep

Investment Adviser Rep at MONTIS FINANCIAL, LLC

Experience
11 yrs
States
1
Exams
3
Since
2015
Fee
AUM / Hourly / Flat Fee / Other
View profile
CR

Claudine R Moscardelli

Illinois·CRD #4323041
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
1
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Claudio Duhanxhiu

Michigan·CRD #7995985
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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