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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CA

Cleidson Araujo Rangel

Massachusetts·CRD #5032442
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Clelio Boccato

Colorado·CRD #5985826
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Commission / Flat Fee
View profile
CV

Clellan Vance Hyatt

Texas·CRD #6539896
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CP

Clemente Palacios

Florida·CRD #4913478
Dual-registered

Dual-registered at ALEXANDER CAPITAL WEALTH MANAGEMENT LLC

Experience
11 yrs
States
1
Exams
6
Since
2015
Est. fee
AUM / Flat Fee
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CE

Clement Eric Alexander Richardson

Arkansas·CRD #4305379
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
25 yrs
States
7
Exams
3
Since
2001
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CJ

Clement Jaeho Shin

California·CRD #2707050
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
30 yrs
States
2
Exams
6
Since
1996
Fee
AUM / Other
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CT

Clement Thompson

Florida·CRD #7565372
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Clemmy Lou Osborne Jr

South Carolina·CRD #7773985
IA Rep

Investment Adviser Rep at BURGESS INVESTMENT GROUP, LLC

Experience
3 yrs
States
1
Exams
2
Since
2023
Est. fee
AUM / Flat Fee
View profile
CB

Cleo B Coates

Connecticut·CRD #1864062
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
4
Exams
4
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cleo James Kontoulas

North Carolina·CRD #6551171
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CM

Cleopatra Montelongo Morales

Texas·CRD #4467553
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
23 yrs
States
1
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Cliff Alan Demarest

Texas·CRD #4603776
IA Rep

Investment Adviser Rep at CONSILIUM WEALTH ADVISORY, LLC

Experience
14 yrs
States
1
Exams
1
Since
2012
Est. fee
AUM / Flat Fee
View profile
CE

Cliff Earl Mead

Texas·CRD #4141214
Dual-registered

Dual-registered at GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

Experience
26 yrs
States
1
Exams
6
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
CH

Cliff H Ahn

California·CRD #7698002
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CL

Cliff Loh

Texas·CRD #6256259
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
4
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Clifford Anderson Rutledge

Alabama·CRD #1643038
Dual-registered

Dual-registered at WEALTHTRUST ASSET MANAGEMENT, LLC

Experience
38 yrs
States
2
Exams
7
Since
1988
Est. fee
AUM / Hourly / Flat Fee
Minimum
$50k
View profile
CA

Clifford Andrew Brockmann

California·CRD #6827888
Dual-registered

Dual-registered at CORE PLANNING

Experience
9 yrs
States
4
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Clifford Blair Benjamin

Florida·CRD #4633715
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
2
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Clifford Charles Harris

Georgia·CRD #1433499
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
40 yrs
States
3
Exams
6
Since
1986
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CC

Clifford Clinton Iubelt

Nevada·CRD #5979583
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
15 yrs
States
2
Exams
3
Since
2011
Est. fee
AUM / Flat Fee
View profile
CD

Clifford David Edelmann

Connecticut·CRD #5856311
Dual-registered

Dual-registered at HERBERT J. SIMS CAPITAL MANAGEMENT, INC.

Experience
16 yrs
States
7
Exams
3
Since
2010
Est. fee
AUM
Minimum
$50k
View profile
CD

Clifford Dominick Bajor

Alabama·CRD #5603311
Dual-registered

Dual-registered at HSBC SECURITIES (USA) INC.

Experience
18 yrs
States
22
Exams
4
Since
2008
Est. fee
AUM / Flat Fee / Performance-based
Minimum
$50k
View profile
CF

Clifford Freret Favrot

Louisiana·CRD #4570732
IA Rep

Investment Adviser Rep at DUMAINE INVESTMENTS LLC

Experience
22 yrs
States
1
Since
2004
Est. fee
AUM / Flat Fee
Minimum
$500k
View profile
CG

Clifford George Canavera

Kentucky·CRD #2347297
Dual-registered

Dual-registered at EAGLE STRATEGIES LLC

Experience
33 yrs
States
1
Exams
5
Since
1993
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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