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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CG

Clifford G. Wang

Georgia·CRD #4215550
Dual-registered

Dual-registered at MAIN STREET FINANCIAL SOLUTIONS, LLC

Experience
26 yrs
States
2
Exams
5
Since
2000
Est. fee
AUM / Hourly / Flat Fee
View profile
CH

Clifford Hood Chaplin

Florida·CRD #8246101
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

States
1
Exams
3
Since
2026
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CI

Clifford Ian Andersson

Maryland·CRD #3137385
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
27 yrs
States
2
Exams
5
Since
1999
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Clifford James Robison

Michigan·CRD #2975566
Dual-registered

Dual-registered at FAI ADVISORS, INC.

Experience
28 yrs
States
1
Exams
5
Since
1998
Est. fee
AUM / Flat Fee
View profile
CJ

Clifford John Short

Delaware·CRD #4519389
Dual-registered

Dual-registered at ASHFORD CAPITAL MANAGEMENT INC

Experience
14 yrs
States
1
Exams
4
Since
2012
Est. fee
AUM / Performance-based
Minimum
$10.0M
View profile
CJ

Clifford John Williams

New Jersey·CRD #4785279
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
18 yrs
States
1
Exams
5
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CK

Clifford K Hodson

Texas·CRD #6672749
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CL

Clifford Louis Carpenter

Colorado·CRD #6936323
Dual-registered

Dual-registered at U.S. BANCORP ADVISORS, LLC

Experience
4 yrs
States
1
Exams
5
Since
2022
Fee
AUM / Other
View profile
CM

Clifford Marshall Athey

Maryland·CRD #4252779
Dual-registered

Dual-registered at MARATHON CAPITAL MANAGEMENT

Experience
13 yrs
States
1
Exams
4
Since
2013
Est. fee
AUM
Minimum
$500k
View profile
CM

Clifford Michaels

New Jersey·CRD #1191696
Dual-registered

Dual-registered at INSTITUTIONAL INVESTMENT ADVISORS CORP

Experience
39 yrs
States
2
Exams
4
Since
1987
Est. fee
AUM / Hourly / Flat Fee
Minimum
$35k
View profile
CM

Clifford Mitchell Hebert III

Louisiana·CRD #7350745
IA Rep

Investment Adviser Rep at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC

Experience
5 yrs
States
1
Exams
1
Since
2021
Fee
AUM
View profile
CP

Clifford Peter Haugen

Pennsylvania·CRD #4416860
Dual-registered

Dual-registered at BLBB ADVISORS

Experience
25 yrs
States
1
Exams
8
Since
2001
Fee
AUM / Flat Fee / Other
View profile
CR

Clifford Robert Cashman

Pennsylvania·CRD #600530
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
56 yrs
States
2
Exams
9
Since
1970
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CS

Clifford Strauss Mintz

Colorado·CRD #7063032
IA Rep

Investment Adviser Rep at FREEGULLIVER, LLC

Experience
7 yrs
States
2
Exams
1
Since
2019
Est. fee
AUM / Commission / Flat Fee / Performance-based
View profile
CT

Clifford Tungen Kwan

California·CRD #4482210
IA Rep

Investment Adviser Rep at RETIREMENT PLANNERS OF AMERICA

Experience
18 yrs
States
1
Exams
2
Since
2008
Fee
AUM
View profile
CV

Clifford Virgin III

New Jersey·CRD #1878876
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
38 yrs
States
2
Exams
3
Since
1988
Est. fee
AUM / Flat Fee
View profile
CW

Clifford Weldon Draughn

Florida·CRD #1042780
Dual-registered

Dual-registered at WAVERLY ADVISORS, LLC

Experience
23 yrs
States
4
Exams
5
Since
2003
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CS

Cliff Schmardel

New Jersey·CRD #5358632
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
19 yrs
States
1
Exams
4
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
CS

Cliff S Duester

California·CRD #5634190
Dual-registered

Dual-registered at HORNOR, TOWNSEND & KENT, LLC

Experience
17 yrs
States
2
Exams
3
Since
2009
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CT

Cliff Tian Yu Liang

California·CRD #2771580
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
28 yrs
States
1
Exams
6
Since
1998
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CV

Cliff Vanittersum

Missouri·CRD #1060059
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
44 yrs
States
1
Exams
6
Since
1982
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CW

Cliff Wayne Mueller

Texas·CRD #6156153
Dual-registered

Dual-registered at MUTUAL OF OMAHA INVESTOR SERVICES, INC.

Experience
13 yrs
States
1
Exams
5
Since
2013
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CA

Clifton A Mount

Louisiana·CRD #4842753
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
22 yrs
States
3
Exams
3
Since
2004
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Clifton Andrew Nail

N/A·CRD #5470689
Dual-registered

Dual-registered at OAKWORTH ASSET MANAGEMENT, LLC

Experience
18 yrs
Exams
3
Est. fee
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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