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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CE

Clifton E Popeii

Michigan·CRD #7679195
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
3 yrs
States
2
Exams
3
Since
2023
Est. fee
AUM / Commission / Flat Fee
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CH

Clifton Howard Sparrow

Ohio·CRD #2490231
Dual-registered

Dual-registered at USA FINANCIAL SECURITIES LLC

Experience
32 yrs
States
1
Exams
4
Since
1994
Est. fee
AUM / Commission / Hourly / Flat Fee
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CJ

Clifton James Kelly

Arizona·CRD #1319735
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
42 yrs
States
3
Exams
7
Since
1984
Est. fee
AUM / Flat Fee
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CL

Clifton Lee Dortch Jr.

Georgia·CRD #7196151
Dual-registered

Dual-registered at BALENTINE

Experience
2 yrs
States
1
Exams
4
Since
2024
Fee
AUM / Flat Fee
Minimum
$5.0M
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CM

Clifton M Yasutomi

Hawaii·CRD #5081023
Dual-registered

Dual-registered at MISSION FINANCIAL GROUP, LLC

Experience
18 yrs
States
1
Exams
3
Since
2008
Est. fee
AUM / Hourly / Flat Fee
Minimum
$250k
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CS

Clifton Santikul

California·CRD #2244638
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
2
Exams
8
Since
1997
Est. fee
AUM / Flat Fee
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CW

Clifton William Horner Jr.

California·CRD #4873483
IA Rep

Investment Adviser Rep at WEALTHSPIRE RETIREMENT ADVISORY

Experience
20 yrs
States
6
Exams
4
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$25k
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CE

Cline Edward Reasor

New Hampshire·CRD #4967111
Dual-registered

Dual-registered at GRATUS WEALTH ADVISORS LLC

Experience
21 yrs
States
3
Exams
7
Since
2005
Est. fee
AUM / Hourly / Flat Fee / Other
Minimum
$1.0M
View profile
CA

Clint Andrew Weeder

Nebraska·CRD #6596555
IA Rep

Investment Adviser Rep at MCMILL CPA AND ADVISORS

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee
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CC

Clint Charles Laviolette

Louisiana·CRD #2209982
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
29 yrs
States
1
Exams
2
Since
1997
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
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CJ

Clint J Morrison

Montana·CRD #6264508
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
13 yrs
States
1
Exams
3
Since
2013
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CM

Clint Madden

Florida·CRD #7855235
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CA

Clinton Alan Heaser

Kansas·CRD #7225672
IA Rep

Investment Adviser Rep at MARINER WEALTH

Experience
6 yrs
States
2
Exams
1
Since
2020
Fee
Other
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CA

Clinton Ammon Bowen IV

South Carolina·CRD #6326399
Dual-registered

Dual-registered at &PARTNERS

Experience
12 yrs
States
2
Exams
3
Since
2014
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
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CB

Clinton Bert Sepolio

Texas·CRD #2742383
Dual-registered

Dual-registered at RBC CAPITAL MARKETS, LLC

Experience
29 yrs
States
1
Exams
5
Since
1997
Est. fee
AUM / Flat Fee
View profile
CB

Clinton Brooker Factor

New Jersey·CRD #2530794
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
32 yrs
States
3
Exams
5
Since
1994
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Clinton Daniel McCalla

Texas·CRD #6162847
IA Rep

Investment Adviser Rep at WEDMONT PRIVATE CAPITAL

Experience
12 yrs
States
1
Exams
1
Since
2014
Est. fee
Flat Fee
Minimum
$1.0M
View profile
CD

Clinton Datees Gharib

Florida·CRD #2070991
Dual-registered

Dual-registered at MADISON AVENUE SECURITIES, LLC

Experience
36 yrs
States
3
Exams
9
Since
1990
Est. fee
AUM / Commission / Hourly / Flat Fee
Minimum
$10k
View profile
CD

Clinton David Martin

Alabama·CRD #5287895
Dual-registered

Dual-registered at CAPITAL SQUARE, LLC

Experience
19 yrs
States
2
Exams
5
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Clinton Dean Lynch

Massachusetts·CRD #5081294
Dual-registered

Dual-registered at CW ADVISORS, LLC

Experience
19 yrs
States
1
Exams
3
Since
2007
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
CD

Clinton Douglas Alexander

Florida·CRD #6823932
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
9 yrs
States
2
Exams
6
Since
2017
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Clinton D Rand

Michigan·CRD #6243648
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
3
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Clinton Hall Rhodes

North Carolina·CRD #4668059
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
23 yrs
States
3
Exams
6
Since
2003
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Clinton James Lewis

Missouri·CRD #2471102
Dual-registered

Dual-registered at DETALUS ADVISORS, LLC

Experience
32 yrs
States
1
Exams
9
Since
1994
Est. fee
AUM / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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