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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CD

Coby David Culpepper

Louisiana·CRD #6781090
Dual-registered

Dual-registered at FOUNDATIONS INVESTMENT ADVISORS LLC

Experience
9 yrs
States
2
Exams
3
Since
2017
Est. fee
AUM / Hourly / Flat Fee
Minimum
$5k
View profile
CJ

Coby James Schwartz

California·CRD #7029123
Dual-registered

Dual-registered at COPELAND CAPITAL MANAGEMENT, LLC

Experience
8 yrs
States
5
Exams
3
Since
2018
Fee
AUM
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CM

Coco M Lorenzo

California·CRD #4598724
Dual-registered

Dual-registered at MONOGRAPH WEALTH ADVISORS, LLC

Experience
16 yrs
States
1
Exams
3
Since
2010
Est. fee
AUM / Hourly / Flat Fee / Other
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CG

Codiak Garland

Florida·CRD #6619054
Dual-registered

Dual-registered at TRANSAMERICA RETIREMENT ADVISORS, LLC

Experience
8 yrs
States
1
Exams
3
Since
2018
Est. fee
AUM / Flat Fee
Minimum
$2.0M
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CL

Codi Lee Pepera

Michigan·CRD #6494556
Dual-registered

Dual-registered at OSAIC INSTITUTIONS, INC.

Experience
10 yrs
States
1
Exams
5
Since
2016
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CA

Cody Aaron Broadwell

Minnesota·CRD #8098050
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
1 yrs
States
1
Exams
3
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Cody Aaron Mason

Texas·CRD #5184163
Dual-registered

Dual-registered at WORTH ASSET MANAGEMENT

Experience
19 yrs
States
1
Exams
6
Since
2007
Est. fee
AUM
Minimum
$25k
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CA

Cody Aaron Wainscott

Texas·CRD #8030597
IA Rep

Investment Adviser Rep at ENDEAVOR ADVISORS, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$1.0M
View profile
CA

Cody Alan Behrends

Kansas·CRD #7602907
Dual-registered

Dual-registered at INDEPENDENT FINANCIAL PARTNERS

Experience
4 yrs
States
1
Exams
3
Since
2022
Fee
AUM / Hourly / Flat Fee / Other
View profile
CA

Cody Alan Slawson

Texas·CRD #6407381
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
11 yrs
States
1
Exams
4
Since
2015
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Cody Allen Copple

N/A·CRD #7769041
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
3 yrs
Exams
3
Since
2023
Est. fee
AUM / Other
View profile
CA

Cody Allen Crawford

Texas·CRD #6051050
IA Rep

Investment Adviser Rep at CREATIVEONE WEALTH, LLC

Experience
10 yrs
States
2
Exams
1
Since
2016
Est. fee
AUM / Hourly / Flat Fee / Other
View profile
CA

Cody Ambrogi

California·CRD #7625964
IA Rep

Investment Adviser Rep at LIDO

Experience
4 yrs
States
2
Exams
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CA

Cody Andrew Williams

New York·CRD #5679661
Dual-registered

Dual-registered at EQUITABLE ADVISORS, LLC

Experience
17 yrs
States
3
Exams
5
Since
2009
Est. fee
AUM / Hourly / Flat Fee
View profile
CA

Cody Arthur Bahr

California·CRD #6728991
IA Rep

Investment Adviser Rep at ARIADNE WEALTH MANAGEMENT, LP

Experience
10 yrs
States
1
Exams
1
Since
2016
Est. fee
AUM
Minimum
$10.0M
View profile
CB

Cody Baldwin

New Jersey·CRD #7255073
Dual-registered

Dual-registered at COPPER BEECH FINANCIAL GROUP, LLC

Experience
3 yrs
States
1
Exams
3
Since
2023
Fee
AUM / Commission / Hourly / Flat Fee
Minimum
$5.0M
View profile
CB

Cody Barnhill

Texas·CRD #8150596
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Cody B Bradshaw

Texas·CRD #4451145
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
25 yrs
States
1
Exams
3
Since
2001
Est. fee
AUM / Commission / Flat Fee
View profile
CB

Cody Bennett

Louisiana·CRD #6370406
Dual-registered

Dual-registered at NEWEDGE ADVISORS

Experience
10 yrs
States
1
Exams
4
Since
2016
Fee
AUM / Hourly / Flat Fee
View profile
CB

Cody Bill Barney

Washington·CRD #5253303
Dual-registered

Dual-registered at GARDE CAPITAL, INC.

Experience
19 yrs
States
1
Exams
2
Since
2007
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Cody Brown Ritchie

North Carolina·CRD #7587698
IA Rep

Investment Adviser Rep at CORNERSTONE WEALTH PLANNING

Experience
4 yrs
States
1
Since
2022
Est. fee
AUM / Hourly / Flat Fee
View profile
CB

Cody Bryan Tellis

Tennessee·CRD #5217512
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
2
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CC

Cody Christoper Paul

Michigan·CRD #8042627
Dual-registered

Dual-registered at HANTZ FINANCIAL SERVICES, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee / Performance-based
View profile
CC

Cody Clem

Florida·CRD #6392828
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

Experience
12 yrs
States
3
Exams
4
Since
2014
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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