AdFi

Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
CC

Cody Cliff Bauer

Louisiana·CRD #4798685
Dual-registered

Dual-registered at WESTPARK WEALTH ADVISORS, INC.

Experience
20 yrs
States
2
Exams
5
Since
2006
Est. fee
AUM / Hourly / Flat Fee
View profile
CD

Cody Daniel Anter

Rhode Island·CRD #7946499
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
2 yrs
States
2
Exams
3
Since
2024
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Cody Darling

California·CRD #6962054
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
8 yrs
States
2
Exams
3
Since
2018
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Cody Diamore

Pennsylvania·CRD #6364842
IA Rep

Investment Adviser Rep at MCADAM LLC

Experience
12 yrs
States
2
Exams
4
Since
2014
Est. fee
AUM / Flat Fee
View profile
CD

Cody Drake Perez

Texas·CRD #7291229
Dual-registered

Dual-registered at TRB WEALTH MANAGEMENT, LLC

Experience
4 yrs
States
1
Exams
6
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$100k
View profile
CD

Cody Duncan Stripling

Georgia·CRD #7296591
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
2
Exams
3
Since
2026
Est. fee
AUM / Commission / Flat Fee
View profile
CD

Cody Dylan Dyer

Texas·CRD #6769457
IA Rep

Investment Adviser Rep at RETIREMENT PLANNERS OF AMERICA

Experience
7 yrs
States
1
Exams
4
Since
2019
Fee
AUM
View profile
CE

Cody Emerson Burrell

Tennessee·CRD #7493404
IA Rep

Investment Adviser Rep at CAPITAL SQUARE, LLC

Experience
1 yrs
States
1
Exams
1
Since
2025
Est. fee
AUM / Hourly / Flat Fee
View profile
CG

Cody Grant Daniels

Idaho·CRD #6093280
Dual-registered

Dual-registered at ONYX FINANCIAL ADVISORS, LLC

Experience
9 yrs
States
2
Exams
4
Since
2017
Est. fee
AUM / Flat Fee / Other
Minimum
$500k
View profile
CH

Cody Hampson

California·CRD #8083847
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
1 yrs
States
2
Exams
3
Since
2025
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Cody Hartley

Florida·CRD #5530986
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
18 yrs
States
3
Exams
3
Since
2008
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Cody Hester

Colorado·CRD #6503578
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
10 yrs
States
2
Exams
3
Since
2016
Est. fee
AUM / Commission / Flat Fee
View profile
CH

Cody H Laidlaw

Connecticut·CRD #7310848
IA Rep

Investment Adviser Rep at DBA SEASIDE FINANCIAL & INSURANCE SERVICES

Experience
5 yrs
States
1
Exams
2
Since
2021
Est. fee
AUM / Hourly / Flat Fee
View profile
CH

Cody Huth

Ohio·CRD #7699686
Dual-registered

Dual-registered at &PARTNERS

Experience
3 yrs
States
1
Exams
3
Since
2023
Est. fee
AUM / Commission / Hourly / Flat Fee / Performance-based / Subscription / Other
View profile
CJ

Cody James

New Hampshire·CRD #7524034
IA Rep

Investment Adviser Rep at BEACON POINTE ADVISORS, LLC

Experience
4 yrs
States
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee / Performance-based
Minimum
$1.0M
View profile
CJ

Cody James Ayres

Connecticut·CRD #5152098
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
20 yrs
States
7
Exams
3
Since
2006
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Cody James Blasko

New York·CRD #7621228
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
4 yrs
States
2
Exams
3
Since
2022
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Cody James Columna

California·CRD #7631202
IA Rep

Investment Adviser Rep at DUCERE WEALTH MANAGEMENT

Experience
3 yrs
States
1
Exams
1
Since
2023
Fee
AUM
Minimum
$2.0M
View profile
CJ

Cody James Johnson

Michigan·CRD #6188116
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
13 yrs
States
2
Exams
5
Since
2013
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cody James Lott

Pennsylvania·CRD #7329434
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
5 yrs
States
1
Exams
5
Since
2021
Est. fee
AUM / Other
View profile
CJ

Cody James Robinson

Indiana·CRD #6950296
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
6 yrs
States
2
Exams
3
Since
2020
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Cody James Scriver

Texas·CRD #6452563
Dual-registered

Dual-registered at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Experience
11 yrs
States
2
Exams
3
Since
2015
Est. fee
AUM / Commission / Flat Fee
View profile
CJ

Cody James Steele

California·CRD #8116572
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile
CJ

Cody J McBride

New Jersey·CRD #7947528
Dual-registered

Dual-registered at OSAIC WEALTH, INC.

Experience
1 yrs
States
1
Exams
3
Since
2025
Est. fee
AUM / Hourly / Flat Fee
Minimum
$6k
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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