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Browse financial advisors

Compare investment adviser representatives and registered brokers by experience and registrations — compiled from public SEC and FINRA records.

Showing 24 advisors (page 2+)
AR

Alexis Romero

Florida·CRD #6350905
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AR

Alexis Rose McCarthy

Florida·CRD #7856300
Dual-registered

Dual-registered at NICOLET WEALTH MANAGEMENT

Experience
2 yrs
States
15
Exams
3
Since
2024
Est. fee
AUM
View profile
AS

Alexis Steffanie Resnick

Arizona·CRD #5365621
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
15
Fee
AUM / Hourly / Flat Fee
View profile
AT

Alexis Thomas

Florida·CRD #7895000
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
6
Fee
AUM / Commission / Flat Fee
View profile
AZ

Alexis Zeleznik Stecker Ablezer

New York·CRD #5563596
IA Rep

Investment Adviser Rep at EAGLE STRATEGIES LLC

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Alex Jacob Moss

Georgia·CRD #6313486
IA Rep

Investment Adviser Rep at SIGNATUREFD, LLC

Experience
9 yrs
States
2
Since
2017
Fee
AUM / Hourly / Flat Fee
Minimum
$2.0M
View profile
AJ

Alex James Cunningham

California·CRD #7873342
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
9
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Alex James Karkeek

Alaska·CRD #5935944
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
25
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Alex James Scott Fehlinger

Alabama·CRD #7149133
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
53
Fee
AUM / Commission / Flat Fee
View profile
AJ

Alex Javier Angulo

California·CRD #7899648
IA Rep

Investment Adviser Rep at LIDO

States
1
Fee
AUM / Hourly / Flat Fee / Performance-based
View profile
AJ

Alex Johnson

Alabama·CRD #6105883
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
20
Fee
AUM / Commission / Flat Fee
View profile
AJ

Alex Jose Gierbolini

California·CRD #2894231
IA Rep

Investment Adviser Rep at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

States
11
Fee
AUM / Commission / Flat Fee
View profile
AJ

Alex Joseph Adler

Iowa·CRD #7728696
IA Rep

Investment Adviser Rep at AVANTAX PLANNING PARTNERS, INC.

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Alex Joseph Chisholm

Colorado·CRD #5948827
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
18
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Alex Joshua McKenna

Ohio·CRD #5881354
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
1
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Alex Justin Holliman

Alabama·CRD #4513418
IA Rep

Investment Adviser Rep at SILVER OAK SECURITIES, INC.

States
3
Fee
AUM / Hourly / Flat Fee
View profile
AJ

Alex J Vanden Boogaard

Minnesota·CRD #6407859
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
3
Fee
AUM / Hourly / Flat Fee
View profile
AK

Alex Kane Pulsifer

Arizona·CRD #7969796
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
13
Fee
AUM / Hourly / Flat Fee
View profile
AK

Alex Keaton Matz

Arizona·CRD #7320900
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
13
Fee
AUM / Hourly / Flat Fee
View profile
AK

Alex K Eldridge

Alabama·CRD #7812596
IA Rep

Investment Adviser Rep at OSAIC WEALTH, INC.

States
12
Fee
AUM / Hourly / Flat Fee
View profile
AK

Alex Kendall Didat

Indiana·CRD #7888930
Dual-registered

Dual-registered at BANKERS LIFE ADVISORY SERVICES, INC.

Experience
2 yrs
States
2
Exams
4
Since
2024
Est. fee
AUM / Other
View profile
AK

Alex Kent Zachman

Minnesota·CRD #6219845
IA Rep

Investment Adviser Rep at RBC CAPITAL MARKETS, LLC

States
1
Fee
AUM / Flat Fee
View profile
AK

Alex Kim

New York·CRD #6973531
IA Rep

Investment Adviser Rep at EQUITABLE ADVISORS, LLC

States
2
Fee
AUM / Hourly / Flat Fee
View profile
AK

Alex Kim

California·CRD #7119162
Dual-registered

Dual-registered at SELECT MONEY MANAGEMENT, INC.

Experience
7 yrs
States
2
Exams
4
Since
2019
Est. fee
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

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